Notice

Release Number SEC Issue Date File Number Details
34-104984 SR-BOX-2026-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104983 SR-MEMX-2026-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104979 SR-24X-2026-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Initial Fees and Rebates Applicable to Retail Orders
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104982 SR-NYSETEX-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee for Limited Underwriting Members
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104978 SR-CboeBYX-2026-007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce the Exchange’s Clock Service
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104976 SR-24X-2026-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Rebates Applicable to Members of the Exchange
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104975 SR-CboeBZX-2026-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) to Delay the Opening Auction Under Certain Market Conditions in Order to Improve Price Disco..
34-104967 SR-SAPPHIRE-2026-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule Non-Transaction Fee Waivers
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104973 SR-CFE-2026-002 Notice of a Filing of a Proposed Rule Change Regarding Exchange of Contract for Related Position and Block Trade Order Recordkeeping Requirements
Comments Due: April 6, 2026
See Also - Exhibit 4
34-104965 SR-ISE-2026-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 4 – Complex Order Fees and Rebates
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104971 SR-CboeEDGX-2026-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Amend the Customer Volume Tier and the Market Maker Volume Tier Programs, and to Eliminate the Firm Penny Program Cross-Asset Tier Program
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104969 SR-NASDAQ-2025-069 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily...
View Received Comments
34-104964 SR-MRX-2026-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 3 – Fees and Rebates for Regular Orders and All Crossing Orders
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104968 SR-NASDAQ-2026-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New Continued Listing Requirement
Comments Due: February 19, 2026
View Received Comments
34-104966 SR-MRX-2026-05 Notice of Filing of a Proposed Rule Change to Adopt New Options Rule 3B to List and Trade Outcome-Related Options
Comments Due: April 6, 2026
View Received Comments
See Also - Exhibit 5
34-104959 SR-NYSEARCA-2026-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104957 SR-NYSEAMER-2026-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Transfer and Trading of Options that Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments Due: April 3, 2026
See Also - Exhibit 3, Exhibit 5
34-104958 SR-CboeBYX-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.24 To Allow a Retail Member Organization To Enter a Retail Order Onto the Exchange in a Principal Capacity
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104962 SR-NASDAQ-2025-085 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Premium Income ETF under Nasdaq Rule 5711(d) (Commodity...
34-104961 SR-CBOE-2026-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 4.3 (Criteria for Underlying Securities), 4.20 (FLEX Option Classes), 8.30 (Position Limits), 8.35 (Position Limits for FLEX Options) and 8.42 (Exercise Limits)
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104960 SR-NYSEARCA-2026-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104956 SR-CboeBZX-2026-003 (WITHDRAWN on 04/08/2026) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 14.11(j) Regarding Information Circular for UTP Derivative Security
34-104955 SR-CMESC-2026-002 Notice of Filing of Proposed Rule Change to Modify the CME Securities Clearing Inc. Amended and Restated By-Laws, Board of Directors Charter, Risk Management Committee Charter, Nominating Committee Charter, and Audit Committee Charter
See Also - Exhibit 5
34-104949 SR-NYSETEX-2026-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104947 SR-NYSEARCA-2026-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104953 SR-CBOE-2026-005 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules 4.13 and 5.1 to Permit Options on the Dow Jones Industrial Average Index to be P.M.-Settled
Comments Due: May 6, 2026
View Received Comments
34-104948 SR-NYSENAT-2026-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104954 SR-FICC-2026-801 Notice of Filing of Advance Notice to Raise Prefunded Default Liquidity Through the Commercial Paper Program
Comments Due: April 2, 2026
See Also - Exhibit 3
34-104950 SR-MIAX-2026-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Decrease the Options Regulatory Fee (ORF)
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104951 SR-NasdaqTX-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Nasdaq Texas, LLC to Amend Definitions
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104946 SR-NYSEAMER-2026-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104945 SR-NYSE-2026-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104939 SR-CBOE-2026-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Existing Flat Monthly Fee for the Silexx Application Programming Interface (“API”) with a Usage-Based Tiered Pricing Structure
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104942 SR-IEX-2026-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify IEX Rule 11.190(b)(7)
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104941 SR-EMERALD-2026-07 Notice of Filing of a Proposed Rule Change by MIAX Emerald, LLC to Amend the By-Laws to Establish the Role of Observers
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104940 SR-SAPPHIRE-2026-07 Notice of Filing of a Proposed Rule Change by MIAX Sapphire, LLC to Amend the By-Laws to Establish the Role of Observers
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104932 SR-OCC-2026-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning modifications to its Clearing Membership Forms
Comments Due: March 31, 2026
See Also - Exhibit 3, Exhibit 5
34-104928 SR-MEMX-2026-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Rule Codifying the Exchange's Fingerprint-Based Background Check Process
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104926 SR-NYSEARCA-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Adopt Fees for Trading in Options Overlying the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104927 SR-24X-2026-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 11.6(q)(1)
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104925 SR-IEX-2026-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9.261, 9.341, 9.524, and 9.830 with Rule Changes Made by the Financial Industry Regulatory Authority, Inc. that Allow for Video Conference Hearings under Specified Con
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104924 SR-NSCC-2026-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104922 SR-DTC-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104923 SR-FICC-2026-004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104921 SR- CboeBZX-2026-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) to Introduce the Exchange’s Clock Service
Comments Due: March 27, 2026
See Also - Exhibit 5
34-104920 SR-NSCC-2026-004 Notice of Filing of Proposed Rule Change Concerning New Transaction Reporting Capability for Members That Maintain Clearing Relationships With Another Member
See Also - Exhibit 5
34-104919 SR-TXSE-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Second Amended and Restated Limited Liability Company Agreement of Texas Stock Exchange LLC as the Third Amended and Restated Limited Liability Company Agreement of Texas
Comments Due: March 27, 2026
See Also - Exhibit 5
34-104917 SR-NASDAQ-2026-009 Notice of Filing of Proposed Rule Change to Adopt Listing Rule IM-5101-4
View Received Comments
See Also - Exhibit 5
34-104912 SR-FINRA-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 6380A and 6380B (Transaction Reporting) to Provide a Limited, Temporary Exception from Reporting Specified Overnight Transactions Prior to 8:00 a.m. Eastern Time
Comments Due: March 26, 2026
See Also - Exhibit 5
34-104910 SR-CBOE-2026-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Number of Technical, Non-Substantive Changes to its Fees Schedule
Comments Due: March 26, 2026
See Also - Exhibit 5
34-104907 SR-BX-2026-004 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Remove Existing Listing Rules and Establish New Listing Standards
Comments Due: March 25, 2026
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-104905 SR-MIAX-2026-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of the Change to Provide Origin Code in the Liquidity Seeking Event Notification Messages on the Administrative Information Subscriber (“AIS”) Feed
Comments Due: March 25, 2026
34-104904 SR-CBOE-2026-020 Notice of Filing of a Proposed Rule Change to Rules 4.3 (Criteria for Underlying Securities) and 4.4 (Withdrawal of Approval of Underlying Securities) to Establish Listing Criteria and Withdrawal Standards for Options on Commodity-Based Trusts Holding Mul
View Received Comments
See Also - Exhibit 5
34-104898 SR-LTSE-2025-31 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Complimentary Products and Services Offered by the Exchange
Comments Due: May 11, 2026
View Received Comments
34-104899 SR-NYSETEX-2026-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Limited Underwriting Members
Comments Due: March 24, 2026
See Also - Exhibit 5
34-104897 SR-NYSE-2026-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .03 to Rule 7.19
Comments Due: March 24, 2026
See Also - Exhibit 5
34-104890 SR-NYSETEX-2026-05 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5.2(j)(9) Relating to the Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: May 4, 2026
View Received Comments
See Also - Exhibit 5
34-104889 SR-NYSE-2026-10 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5.2(j)(9) Relating to the Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: May 1, 2026
View Received Comments
See Also - Exhibit 5
34-104891 SR-IEX-2026-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify Two Aspects of the Exchange’s Incremental Fee Tiers
Comments Due: March 23, 2026
View Received Comments
See Also - Exhibit 5
34-104887 SR-NYSE-2026-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule 7.35B(g)(2)
Comments Due: March 23, 2026
See Also - Exhibit 5
34-104886 SR-NASDAQ-2025-109 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Extend the Exchange’s U.S. Equities Trading Hours to 23 Hours a Day, Five Days a Week
Comments Due: May 6, 2026
View Received Comments
34-104884 SR-ISE-2025-26 Notice of Filing of Amendment No. 5 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 5, to Amend the Position and Exercise Limits for IBIT Options
Comments Due: March 20, 2026. 
Rebuttal Due Date: April 3, 2026.
View Received Comments
See Also - Exhibit 5
34-104883 4-762 Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., MEMX LLC, and MX2 LLC
34-104882 SR-OCC-2026-001 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation concerning a change in types of acceptable collateral and an update to mitigate wrong-way risk.
See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 3a-3c
34-104877 SR-FINRA-2026-004 Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)
Comments Due: March 18, 2026
View Received Comments
34-104876 SR-TXSE-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add an Offset Peg Order
Comments Due: March 18, 2026
See Also - Exhibit 5
34-104873 SR-MRX-2026-03 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend an Add Liquidity Order
Comments Due: March 18, 2026
See Also - Exhibit 5
34-104872 SR-Phlx-2026-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Add Liquidity Orders
Comments Due: March 18, 2026
See Also - Exhibit 5
34-104874 SR-GEMX-2026-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Add Liquidity Order
Comments Due: March 18, 2026
See Also - Exhibit 5
34-104869 SR-ISE-2026-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Add Liquidity Orders
Comments Due: March 17, 2026
See Also - Exhibit 5
34-104871 SR-24X-2026-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Limited Liability Agreement of 24X US Holdings LLC Related to a Transaction
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104868 SR-NYSE-2026-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Price List
Comments Due: March 17, 2026
See Also - Exhibit 5
34-104870 SR-NYSEARCA-2026-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: March 17, 2026
See Also - Exhibit 5
34-104866 SR-PEARL-2026-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2616, Priority of Orders, to Conform with Amendments to Rules 600 and 603 of Regulation NMS
Comments Due: March 17, 2026
See Also - Exhibit 5
34-104865 SR-CBOE-2026-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Future-Option Orders
Comments Due: May 5, 2026.Rebuttal Comments Due: May 19, 2026.
34-104863 SR-SAPPHIRE-2026-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of a New Selective Liquidity Auto Purge (“SLAP”) Feature, Which Provides More Granular Mass Cancellation Functionality
Comments Due: March 16, 2026
34-104862 SR-NYSEARCA-2026-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Facilitate the Transfer and Trading of Options that Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments Due: March 16, 2026
See Also - Exhibit 3, Exhibit 5
34-104864 SR-MIAX-2026-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 308
Comments Due: March 16, 2026
See Also - Exhibit 5
34-104860 SR-PEARL-2026-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 to Establish the New Purge Liquidity Taker Report
Comments Due: March 16, 2026
See Also - Exhibit 5
34-104859 SR-SAPPHIRE-2026-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 to Establish the New Purge Liquidity Taker Event Report
Comments Due: March 16, 2026
See Also - Exhibit 5
34-104856 SR-NYSE-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to Rule 7.35A and Rule 7.35C
Comments Due: March 16, 2026
See Also - Exhibit 5
34-104861 SR-CBOE-2026-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1 to Permit the Exchange to List Two Additional Products During Global Trading Hours (“GTH”)
Comments Due: March 16, 2026
See Also - Exhibit 5
34-104854 SR-NYSEAMER-2026-10 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.35E
Comments Due: March 16, 2026
See Also - Exhibit 5
34-104858 SR-EMERALD-2026-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 to Establish the New Purge Liquidity Taker Event Report
Comments Due: March 16, 2026
See Also - Exhibit 5
34-104852 SR-NYSEARCA-2026-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35-E
Comments Due: March 13, 2026
See Also - Exhibit 5
34-104850 SR-CBOE-2026-018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Number of Technical, Non-Substantive Changes to its Rulebook
Comments Due: March 13, 2026
See Also - Exhibit 5
34-104849 SR-NYSETEX-2026-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35
Comments Due: March 12, 2026
See Also - Exhibit 5
34-104848 SR-CboeEDGX-2026-008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: March 12, 2026
See Also - Exhibit 5
34-104847 SR-CboeBYX-2026-004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: March 12, 2026
See Also - Exhibit 5
34-104845 SR-CboeBZX-2026-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: March 12, 2026
See Also - Exhibit 5
34-104842 SR-NYSEARCA-2026-17 Notice of Filing of a Proposed Rule Change to Amend Rule 5.3-O
See Also - Exhibit 5
34-104844 SR-NYSEAMER-2026-11 Notice of Filing of a Proposed Rule Change to Amend Rule 915
See Also - Exhibit 5
34-104840 SR-MEMX-2026-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 18.7, Position Limits, and Rule 18.9, Exercise Limits, Regarding Position and Exercise Limits on Options Overlying Certain Crypto Assets
Comments Due: March 12, 2026
See Also - Exhibit 5
34-104836 SR-MIAX-2026-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: March 11, 2026
See Also - Exhibit 5
34-104838 SR-EMERALD-2026-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: March 20, 2026
See Also - Exhibit 5
34-104837 SR-PEARL-2026-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: March 11, 2026
See Also - Exhibit 5
34-104833 SR-LTSE-2026-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule with Respect to the Co-Lead Incentive
Comments Due: March 11, 2026
See Also - Exhibit 5
34-104835 SR-LTSE-2026-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee Schedule Relating to its Co-Lead Incentive Rebates
Comments Due: March 11, 2026
See Also - Exhibit 5
34-104832 SR-NYSEARCA-2026-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: March 11, 2026
See Also - Exhibit 5
34-104831 SR-NSCC-2026-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the NSCC Rules
Comments Due: March 11, 2026
See Also - Exhibit 5