34-105304
April 23, 2026
SR-CboeEDGX-2026-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Federal Register. Exhibit 5
34-105302
April 23, 2026
SR-C2-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Federal Register .Exhibit 5
34-105301
April 23, 2026
SR-CBOE-2026-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Federal Register .Exhibit 5
34-105303
April 23, 2026
SR-CboeBZX-2026-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Federal Register. Exhibit 5
34-105297
April 23, 2026
SR-CboeBYX-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Federal Register. Exhibit 5
34-105300
April 23, 2026
SR-SAPPHIRE-2026-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 2050, Trading Floor Order Price Protection Mechanisms and Risk Controls Comments Due: Federal Register .Exhibit 5
34-105298
April 23, 2026
SR-CboeBZX-2026-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Federal Register .Exhibit 5
34-105294
April 23, 2026
SR-CboeEDGA-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Federal Register. Exhibit 5
34-105295
April 23, 2026
SR-CboeEDGX-2026-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Federal Register. Exhibit 5
34-105293
April 23, 2026
SR-NASDAQ-2026-032
Notice of Filing of Proposed Rule Change to Amend Rule 5711(d) to Modify the Generic Listing Standards for Commodity-Based Trust Shares Comments Due: Federal Register Exhibit 5
34-105291
April 22, 2026
SR-NASDAQ-2026-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Initial Listing Requirements for Acquisition Companies Comments Due: Federal Register .Exhibit 5
34-105289
April 22, 2026
SR- CBOE-2026-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Regarding Trading Permit Holders and Associated Persons of a Trading Permit Holder Who are or Become Subject to a Statutory Disqualification Comments Due: Federal Register .Exhibit 5
34-105288
April 22, 2026
SR-ISE-2026-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Description and Contents of ISE Trade Outline Products Comments Due: Federal Register .Exhibit 5
34-105287
April 22, 2026
SR-LCH SA-2026-003
Notice of Filing of Proposed Rule Change Relating to the Extension of Eligible Collateral to US Treasury Comments Due: Federal Register .Exhibit 3 , Exhibit 5.1 , Exhibit 5.2 , Exhibit 5.3
34-105281
April 21, 2026
SR-C2-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“NB... Comments Due: Federal Register .Exhibit 5
34-105282
April 21, 2026
SR-CboeBZX-2026-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer... Comments Due: Federal Register .Exhibit 5
34-105280
April 21, 2026
SR-CboeEDGX-2026-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“N... Comments Due: Federal Register. Exhibit 5
34-105277
April 20, 2026
SR-CBOE-2026-035
Notice of Filing of a Proposed Rule Change to Amend Rule 4.21 (Series of FLEX Options) Comments Due: Exhibit 5
34-105274
April 20, 2026
SR-CboeBZX-2026-027
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts Comments Due:
34-105278
April 20, 2026
SR-NASDAQ-2026-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Nasdaq Options Market Data Feeds With Those of Other Nasdaq Options Markets Comments Due: Exhibit 5
34-105273
April 20, 2026
SR-CboeEDGX-2026-021
Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 21.19 and 21.21 to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class to be Solicited for the... Comments Due: Exhibit 5
34-105269
April 17, 2026
SR-CTA/CQ-2026-01
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ... Comments Due: Federal Register .Rebuttal Comments Due: Federal Register .
34-105268
April 17, 2026
S7-24-89
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation...
34-105263
April 17, 2026
SR-NasdaqTX-2026-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NTX Options Price Improvement Auction Comments Due: Exhibit 5
34-105266
April 17, 2026
SR-ISE-2026-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105267
April 17, 2026
SR-MRX-2026-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105265
April 17, 2026
SR-GEMX-2026-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105264
April 17, 2026
SR-PHLX-2026-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105260
April 17, 2026
SR-NYSE-2026-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: Exhibit 5
34-105258
April 16, 2026
SR-PHLX-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 3304 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-105259
April 16, 2026
SR-IEX-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 11.240 (Trade Execution, Reporting, and Dissemination of Quotations) to Conform with Amendments to Rules 600 and 603 of Regulation NMS Recently Approved by the... Comments Due: Exhibit 5
34-105257
April 16, 2026
SR-NasdaqTX-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 4759 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-105256
April 16, 2026
SR-NASDAQ-2026-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 4759 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-105254
April 16, 2026
SR-CBOE-2026-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule With Respect to Certain Standard Transaction Fees, Floor Broker Permit Fees, the SPX and VIX Floor Broker Trading Surcharges, the Floor Broker ADV... Comments Due: Exhibit 5
34-105255
April 16, 2026
SR-NASDAQ-2026-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Class ETF Shares to the Definition of Exchange-Traded Product Comments Due: Exhibit 5
34-105252
April 16, 2026
SR-NASDAQ-2026-009
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Listing Rule IM-5101-4 View Received Comments
34-105247
April 15, 2026
SR-CBOE-2026-032
Notice of Filing of a Proposed Rule Change to Amend its Rules Related to Binary Options Comments Due: Exhibit 5
34-105246
April 15, 2026
SR-NasdaqTX-2026-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Certain Connectivity Services Comments Due: Exhibit 5
34-105250
April 15, 2026
SR-CboeBZX-2026-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Ethereum ETF Comments Due:
34-105243
April 15, 2026
SR-LTSE-2025-31
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Complimentary Products and Services Offered by the Exchange Comments Due: View Received Comments
34-105244
April 15, 2026
SR-NASDAQ-2026-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Connectivity Services Comments Due: Federal Register .Exhibit 5
34-105239
April 15, 2026
SR-CBOE-2026-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of “Exercise Settlement Amount” Applicable to Binary Options Comments Due: Exhibit 5
34-105245
April 15, 2026
SR-PHLX-2026-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Certain Connectivity Services Comments Due: Exhibit 5
34-105242
April 15, 2026
SR-NasdaqTX-2026-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Review of Professional Orders Comments Due: Exhibit 5
34-105241
April 15, 2026
SR-Phlx-2026-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Review of Professional Orders Comments Due: Exhibit 5
34-105240
April 15, 2026
SR-NASDAQ-2026-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Review of Professional Orders Comments Due: Exhibit 5
34-105238
April 14, 2026
SR-MRX-2026-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Quarterly Review of Professional Orders Comments Due: Exhibit 5
34-105237
April 14, 2026
SR-PEARL-2026-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend the Fees for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105236
April 14, 2026
SR-EMERALD-2026-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend the Fees for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105235
April 14, 2026
SR-SAPPHIRE-2026-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105233
April 14, 2026
SR-LCH SA-2026-001
Notice of Filing of Proposed Rule Change Relating to the CDSClear Risk Framework. Comments Due: Exhibit 5
34-105231
April 14, 2026
SR-CMESC-2026-003
Notice of Filing of Proposed Rule Change to Establish the CME Securities Clearing Inc. Enterprise Risk Management Framework Comments Due: Exhibit 5
34-105232
April 14, 2026
SR-MIAX-2026-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Exchange Fee Schedule for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105228
April 14, 2026
SR-CboeBZX-2026-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(c)(11) and Rule 11.13(a)(4)(C) – (D) to Describe the Behavior of Non-Displayed Orders Comments Due: Exhibit 5
34-105230
April 14, 2026
SR-CboeBYX-2026-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(c)(11) and Rule 11.13(a)(4)(C) – (D) to Describe the Behavior of Non-Displayed Orders Comments Due: Exhibit 5
34-105229
April 14, 2026
SR-CboeEDGA-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) to Describe the Behavior of Orders Containing a Non-Displayed Instruction Comments Due: Exhibit 5
34-105226
April 14, 2026
SR-FINRA-2025-017
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin... Comments Due: View Received Comments
34-105227
April 14, 2026
SR-LTSE-2026-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Fee Schedule to Modify Transaction Fees Comments Due: Exhibit 5
34-105218
April 13, 2026
SR-ISE-2026-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Review of Professional Orders Comments Due: Exhibit 5
34-105219
April 13, 2026
SR-GEMX-2026-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Review of Professional Orders Comments Due: Exhibit 5
34-105217
April 13, 2026
SR-SAPPHIRE-2026-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Clarifying Changes to the Rule Text Related to the Trading Floor Comments Due: Exhibit 5
34-105216
April 13, 2026
SR-SAPPHIRE-2026-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule Comments Due: Exhibit 5
34-105222
April 13, 2026
SR-SAPPHIRE-2026-13
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, and Exchange Rule 403, Withdrawal of Approval of Underlying Securities, to Establish Listing Criteria and Withdrawal Standards for Options on... Comments Due: Exhibit 5
34-105221
April 13, 2026
SR-PEARL-2026-15
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, and Exchange Rule 403, Withdrawal of Approval of Underlying Securities, to Establish Listing Criteria and Withdrawal Standards for Options on... Comments Due: Exhibit 5
34-105220
April 13, 2026
SR-MIAX-2026-13
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, and Exchange Rule 403, Withdrawal of Approval of Underlying Securities, to Establish Listing Criteria and Withdrawal Standards for Options on... Comments Due: Exhibit 5
34-105215
April 13, 2026
SR-CboeBZX-2026-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) to Introduce the Exchange’s Clock Service Comments Due: Exhibit 5
34-105210
April 13, 2026
SR-NSCC-2026-006
Notice of Filing of Proposed Rule Change Concerning NSCC’s Ability to Support Industry Efforts to Extend Trading Hours for the U.S. Equity Markets Comments Due: Exhibit 3 , Exhibit 5
34-105208
April 10, 2026
SR-OCC-2026-003
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s STANS Methodology Description to Enable OCC to Accept Binary Options for Clearing and Appropriately Manage the Risk Created by Binary Options Comments Due: View Received Comments Exhibit 3A , Exhibit 3B , Exhibit 5
34-105202
April 10, 2026
SR-LTSE-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 14.602, to Extend the Duration of Certain Term-Limited Complimentary Products and Services Comments Due: Exhibit 5
34-105206
April 10, 2026
SR-CboeEDGX-2026-019
Notice of Filing of a Proposed Rule Change to Amend its Rules to Enable the Exchange to Offer Trading in Equity Securities and Exchange Traded Products 23 Hours Per Day, Five Days Per Week Comments Due: View Received Comments Exhibit 5
34-105207
April 10, 2026
SR-PHLX-2026-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 2, Customer Rebate Program, and at Options 7, Section 4, Multiply Listed Options Fees Comments Due: Exhibit 5
34-105200
April 10, 2026
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC Comments Due: Federal Register .View Received Comments
34-105201
April 10, 2026
SR-CboeBZX-2026-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Revise the Criteria of LMP Tiers 1 and 2 Comments Due: Exhibit 5
34-105197
April 10, 2026
SR-FICC-2025-801
Notice of Filing of Partial Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment Nos. 1 and 2, to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend... View Received Comments
34-105198
April 10, 2026
SR-CBOE-2026-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Establish a New “Retail Broker” Definition and Related Pricing for the Exchange’s Complex Order Book Data Feed Comments Due: Exhibit 5
34-105195
April 10, 2026
SR-NYSEAMER-2026-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Transfer and Trading of Options That Overlie a Reduced Value of the MSCI World Index (1/100), the Full Value of the MSCI ACWI Index and a Reduced Value of the MSCI... Comments Due: Exhibit 5
34-105194
April 10, 2026
SR-NYSEArca-2026-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Transfer and Trading of Options That Overlie a Reduced Value of the MSCI World Index (1/100), the Full Value of the MSCI ACWI Index and a Reduced Value of the MSCI... Comments Due: Exhibit 5
34-105192
April 9, 2026
SR-CboeBYX-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds Comments Due: Exhibit 5
34-105191
April 9, 2026
SR-CboeEDGA-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds Comments Due: Exhibit 5
34-105190
April 9, 2026
SR-CboeEDGX-2026-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds Comments Due: Exhibit 5
34-105189
April 9, 2026
SR-CboeBZX-2026-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds Comments Due: Exhibit 5
34-105182
April 8, 2026
SR-NYSEAMER-2026-27
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Lists of Regulatory Halts and Operational Halts Comments Due: Exhibit 5
34-105183
April 8, 2026
SR-MEMX-2026-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing Comments Due: Exhibit 5
34-105181
April 8, 2026
SR-CBOE-2026-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1 to Permit the Exchange to List Binary Options on Exclusively Listed Index Options Designated for Trading Under Chapter 4, Section B During Global Trading Hours... Comments Due: Exhibit 5
34-105180
April 8, 2026
SR-EMERALD-2026-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend Non-Transaction Fees Comments Due: Exhibit 5
34-105179
April 8, 2026
SR-MIAX-2026-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Exchange Fee Schedule to Amend Non-Transaction Fees Comments Due: Exhibit 5
34-105177
April 8, 2026
SR-CboeBZX-2026-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Average Daily Quote and Average Daily Order Fees to be Effective April 1, 2026 Comments Due: Exhibit 5
34-105178
April 8, 2026
SR-PEARL-2026-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Non-Transaction Fees Comments Due: Exhibit 5
34-105176
April 8, 2026
SR-NASDAQ-2026-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the iShares Bitcoin Trust ETF and iShares Ethereum Trust ETF Comments Due:
34-105164
April 7, 2026
SR-DTC-2026-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures Comments Due: exhibit 5
34-105165
April 7, 2026
SR-NYSE-2026-10
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5.2(j)(9) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares Comments Due: View Received Comments
34-105163
April 7, 2026
SR-FINRA-2026-007
Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131 (New Issue Allocations and Distributions) Comments Due: Exhibit 5
34-105161
April 7, 2026
SR-NYSE-2026-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rule 8000 and Rule 9000 Comments Due: Exhibit 5
34-105160
April 7, 2026
SR-TXSE-2026-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to: Amend and Restate the Seventh Amended and Restated Stockholders’ Agreement of TXSE Group Inc. as the Eighth Amended and Restated Stockholders’ Agreement; Adopt the Texas... Comments Due: Exhibit 5
34-105158
April 7, 2026
SR-24X-2026-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Limited Liability Agreement of 24X US Holdings LLC Related to a Transaction Comments Due: Exhibit 5
34-105153
April 6, 2026
SR-CBOE-2025-079
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Allow for Extended Trading of Multi-Listed Equity Options Comments Due: View Received Comments Exhibit 4 , Exhibit 5
34-105150
April 3, 2026
SR-LTSE-2026-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 11.220, Priority of Orders, to Conform with Amendments to Rules 600 and 603 of Regulation NMS Comments Due: Exhibit 5
34-105149
April 3, 2026
SR-NASDAQ-2026-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Equity 7, Section 118, to Update and Extend a Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide.. Comments Due: Exhibit 5
34-105147
April 2, 2026
SR-MEMX-2026-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.4(a) to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC Comments Due: Exhibit 5
34-105132
March 31, 2026
SR-NYSEAMER-2026-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Eliminate Certain Incentive Programs and Increase the Limit on the Maximum Combined Floor Broker Credits Paid on QCC Trades and... Comments Due: Federal Register .Exhibit 5
