33-11405, 34-104698
Jan. 27, 2026
Archer-Daniels-Midland Company; Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of...
33-11404
Jan. 27, 2026
Archer-Daniels- Midland Company; Order Under Rule 405 of the Securities Act of 1933, Granting Waiver from Being Ineligible Issuer
34-104678
Jan. 23, 2026
Order Regarding Initial Margin Computation for Nearwater Capital Markets, LTD
33-11401, 34-104653
Jan. 22, 2026
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Fiscal Year 2026
34-104616
Jan. 15, 2026
2026-3
Order Determining Whistleblower Award Claim
34-104615
Jan. 15, 2026
2026-2
Order Determining Whistleblower Award Claim
34-104614
Jan. 15, 2026
2026-1
Order Determining Whistleblower Award Claim
SIPA-185
Jan. 14, 2026
SIPC-2026-01
Securities Investor Protection Corporation; Notice of Inflation Adjustment Determination Federal Register version
33-11399, 34-104555, IA-6936, IC-35865
Jan. 7, 2026
S7-2026-02
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Comments Due: View Received Comments
34-104540
Jan. 5, 2026
Order Granting Registration of Clasificadora de Riesgo Pacific Credit Rating S.A.C. as a Nationally Recognized Statistical Rating Organization
PA-63
Dec. 19, 2025
S7-2025-05
Privacy Act of 1974; System of Records Comments Due:
33-11396
Dec. 11, 2025
Oppenheimer & Co. Inc.: Order Under Rule 262(b)(2) and Rule 506(d)(2)(ii) of the Securities act of 1933 Granting a Waiver of the Rule 262(a)(2)(iii) and Rule 506(d)(i)(ii)(c) Disqualification Provisions
34-104281
Dec. 1, 2025
600-44
CME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934 View Received Comments
34-104260
Nov. 25, 2025
010-00248
In the Matter of the Application of Dream Exchange Holdings, Inc. for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Comments Due:
34-104220
Nov. 19, 2025
Order Cancelling Registration of Municipal Advisor, Melio & Company, LLC, Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-104195
Nov. 18, 2025
600-45
ICE Clear Credit LLC; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934 View Received Comments
34-104174
Nov. 4, 2025
600-39
Paxos Securities Settlement Company, LLC; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934 Comments Due: View Received Comments
34-104146
Sept. 30, 2025
10-249
In the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission View Received Comments
34-104141
Sept. 30, 2025
2025-59
Order Determining Whistleblower Award Claim
34-104143
Sept. 30, 2025
2025-60
Order Determining Whistleblower Award Claim
