Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-105193 Notice pursuant to Rule 15c3-3a, Note H(b)(3) Regarding Application of the Customer Protection Rule Reserve Computations with Respect to U.S. Treasury Securities
34-105186 2026-16 Order Determining Whistleblower Award Claim
34-105185 2026-15 Order Determining Whistleblower Award Claim
34-105171 2026-14 Order Determining Whistleblower Award Claim
34-105170 2026-13 Order Determining Whistleblower Award Claim
34-105169 2026-12 Order Determining Whistleblower Award Claim
34-105168 2026-11 Order Determining Whistleblower Award Claim
34-105167 2026-10 Order Determining Whistleblower Award Claim
34-105166 2026-9 Order Determining Whistleblower Award Claim
34-105159 2026-8 Order Determining Whistleblower Award Claim
34-105154 2026-7 Order Determining Whistleblower Award Claim
34-105108 Order Regarding the Collateral Broker-Dealers May Pledge When Borrowing Customer Securities
IA-6955 Performance Based Investment Advisory Fees
Federal Register version
SIPA-186 SIPC-2026-01 Securities Investor Protection Corporation; Order Approving the Determination of the Board of Directors of the Securities Investor Protection Corporation Not to Adjust for Inflation the Standard Maximum Cash Advance Amount and Notice of the Standard...
34-105050 2026-6 Order Determining Whistleblower Award Claim
34-104977 600-39 Notice of Filing of an Amendment to Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: April 6, 2026
View Received Comments
See Also - Form CA-1 Application and Exhibits
Submit a Comment on 600-39
33-11410, 34-104943 Order Regarding Review of FASB Accounting Support Fee for 2026 Under Section 109 of the Sarbanes-Oxley Act of 2002
34-104909 Order Making Fiscal Year 2026 Annual Adjustments to Transaction Fee Rates
34-104896 2026-5 Order Determining Whistleblower Award Claim
34-104895 2026-4 Order Determining Whistleblower Award Claim
34-104846 Order Granting Petition for Review and Scheduling Filing of Statements (File No. SR-OCC-2025-018)
34-104762 600-45 ICE Clear Credit LLC; Order Granting an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
34-104757 600-39 Paxos Securities Settlement Company, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities...
Comments Due: April 6, 2026
View Received Comments
Submit a Comment on 600-39
34-104748 S7-2026-03 Notice of an Application of the Fixed Income Clearing Corporation and Chicago Mercantile Exchange Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 in Connection with the Cross-Margining of U.S. Treasury Securities and Re
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