Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Sort descending Headline Release No.
SEC Names Jeanette M. Franzel to the Public Company Accounting Oversight Board 2012-24
SEC Charges Former Credit Suisse Investment Bankers in Subprime Bond Pricing Scheme During Credit Crisis 2012-23
SEC Charges Brothers With Short Selling Violations 2012-22
SEC Charges Former Executives and Accountants With Fraud at British Subsidiary of Medical Devices Company 2012-21
SEC Deputy Inspector General to Serve as Agency's Interim Inspector General 2012-20
SEC Charges Latvian Trader in Pervasive Brokerage Account Hijacking Scheme 2012-17
SEC Charges Boiler Room Operators in Florida-Based Penny Stock Manipulation Scheme 2012-18
SEC Advisory Committee on Small And Emerging Companies to Meet Wednesday 2012-19
Diamondback Capital Agrees to Settle SEC Insider Trading Charges 2012-16
Fee Rate Advisory #5 for Fiscal Year 2012 2012-15
SEC Charges Fund Managers and Analysts in Insider Trading Scheme 2012-11
SEC Charges Florida Bank Holding Company and CEO with Misleading Investors about Loan Risks During Financial Crisis 2012-13
SEC Obtains Emergency Relief Against St. Louis-Based Private Investment Funds after Charging Them and Their Principal with Fraud 2012-14
SEC Seeks Public Comment for Financial Literacy Study Mandated by Dodd-Frank Act 2012-12
SEC Names Jane Norberg as Deputy Chief of Whistleblower Office 2012-10
SEC Inspector General H. David Kotz to Leave Commission 2012-9
SEC Charges UBS Global Asset Management for Pricing Violations in Mutual Fund Portfolios 2012-8
SEC Names Robert Fisher as Deputy Director in Office of International Affairs 2012-6
Texas-Based Accountant Pleads Guilty to Lying to SEC Investigators 2012-7
Administrative Law Judge Robert G. Mahony Retires After 46 Years of Federal Service 2012-5
SEC Advisory Committee on Small and Emerging Companies to Hold Conference Call Meeting 2012-4
SEC Charges Illinois-Based Adviser in Social Media Scam 2012-3
SEC Charges Life Settlements Firm and Three Executives with Disclosure and Accounting Fraud 2012-2
SEC Names Pamela A. Gibbs as Director of the Office of Minority and Women Inclusion 2012-1