Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Headline Release No.
SEC Establishes New Supervisory Cooperation Arrangements with Foreign Counterparts 2012-49
SEC Issues Risk Alert on Strengthening Practices for Underwriting of Municipal Securities, and Investor Bulletin on Municipal Bonds 2012-48
SEC Charges Senior Executives at California-Based Firm in Stock Lending Scheme 2012-46
SEC Charges Chicago-Based Management Consultant With Insider Trading 2012-44
Availability of Staff Analysis of Market Data Related to Credit Default Swap Transactions 2012-47
SEC Charges Bay Area Investment Adviser for Defrauding Investors With Bogus Audit Report 2012-45
SEC Announces Charges from Investigation of Secondary Market Trading of Private Company Shares 2012-43
SEC Charges Five With Insider Trading on Confidential Merger Negotiations Between Philadelphia Company and Japanese Firm 2012-41
SEC Charges Three Mortgage Executives With Fraudulent Accounting Maneuvers in Midst of Financial Crisis 2012-42
SEC Charges Former Executive at Coca-Cola Bottling Company with Insider Trading 2012-40
SEC Charges CEO of Las Vegas-Based Penny Stock Company and Several Consultants in Pump-and-Dump Scheme 2012-39
SEC Obtains Asset Freeze Against Long Island Investment Adviser Charged with Defrauding Investors 2012-38
Marshall Gandy Named Head of Examinations Program in SEC's Fort Worth Regional Office 2012-36
Judge Orders Brookstreet CEO to Pay $10 Million Penalty in SEC Case 2012-37
Fee Rate Advisory #6 for Fiscal Year 2012 2012-35
SEC Proposes Rules To Help Prevent And Detect Identity Theft 2012-34
SEC Releases Risk Alert on Unauthorized Trading 2012-33
SEC Charges Three Oil Services Executives With Bribing Customs Officials in Nigeria 2012-32
SEC Charges China-Based Executives with Securities Fraud 2012-31
SEC Charges Oregon-Based Expert Consulting Firm and Owner with Insider Trading in Technology Sector 2012-30
SEC Tightens Rules on Advisory Performance Fee Charges 2012-29
Director of L.A. Office Rosalind Tyson to Retire after 30 Years of SEC Service 2012-28
SEC Charges California Hedge Fund Manager Connected to Galleon Insider Trading Case 2012-27
SEC Charges Former Pharmaceutical Company Employee with Insider Trading on Biotech Deals 2012-26
SEC Charges Smith & Nephew PLC with Foreign Bribery 2012-25
3701 to 3725 of 3749 items