National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104670 | Jan 22, 2026 | S7-24-89 | National Market System Plans (NMS) | Notice of Filing of the Fifty-Fifth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities... Comments Due: February 17, 2026 Submit a Comment on S7-24-89
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| 34-104665 | Jan 22, 2026 | SR-CTA/CQ-2026-01 | National Market System Plans (NMS) | Notice of Filing of Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ Plan Comments Due: February 17, 2026 |
| 34-104586 | Jan 13, 2026 | 4-698 | National Market System Plans (NMS) | Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment Nos. 1 and 2 and by the Commission, Regarding the Customer and Account Information System Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-104512 | Dec 23, 2025 | 4-757 | National Market System Plans (NMS) | Notice of Filing of the Second Amendment to the Limited Liability Company Agreement of CT Plan LLC to Adopt a Fee Schedule Comments Due: April 24, 2026 View Received Comments |
| 34-104504 | Dec 23, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Further Reduce the Costs of the Consolidated Audit Trail Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-104290 | Dec 2, 2025 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the Customer and Account Information System Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-104267 | Nov 25, 2025 | SR-OPRA-2025-02 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Proposed Amendment to Modify the OPRA Fee Schedule Regarding Certain Direct Access Connectivity Fees See Also - Exhibit 1 |
| 34-104268 | Nov 25, 2025 | 4-443 | National Market System Plans (NMS) | Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Create a Forum for Discussion... View Received Comments |
| 34-104234 | Nov 21, 2025 | 4-698 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-104190 | Nov 17, 2025 | 4-757 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the First Amendment to the Limited Liability Company Agreement of CT Plan LLC Comments Due: April 24, 2026 View Received Comments |