National Securities Exchanges - All Years
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-105259 | Apr 16, 2026 | SR-IEX-2026-09 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 11.240 (Trade Execution, Reporting, and Dissemination of Quotations) to Conform with Amendments to Rules 600 and 603 of Regulation NMS Recently Approved by the... Comments Due: May 12, 2026 See Also - Exhibit 5 Submit a Comment on SR-IEX-2026-09
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| 34-105069 | Mar 24, 2026 | SR-IEX-2026-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules to Reflect the Name Change of Nasdaq BX to Nasdaq Texas Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104942 | Mar 6, 2026 | SR-IEX-2026-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify IEX Rule 11.190(b)(7) Comments Due: April 1, 2026 See Also - Exhibit 5 |
| 34-104925 | Mar 4, 2026 | SR-IEX-2026-06 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9.261, 9.341, 9.524, and 9.830 with Rule Changes Made by the Financial Industry Regulatory Authority, Inc. that Allow for Video Conference Hearings under Specified Con Comments Due: March 30, 2026 See Also - Exhibit 5 |
| 34-104891 | Feb 25, 2026 | SR-IEX-2026-05 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify Two Aspects of the Exchange’s Incremental Fee Tiers Comments Due: March 23, 2026 View Received Comments See Also - Exhibit 5 |
| 34-104805 | Feb 10, 2026 | SR-IEX-2026-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for the Incremental Fee Tiers Comments Due: March 6, 2026 See Also - Exhibit 5 |
| 34-104783 | Feb 9, 2026 | SR-IEX-2026-04 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing Comments Due: March 5, 2026 See Also - Exhibit 5 |
| 34-104720 | Jan 28, 2026 | SR-IEX-2026-02 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 2.230 and 2.190 Regarding Retention of Jurisdiction and Voluntary Termination Comments Due: February 23, 2026 See Also - Exhibit 5 |
| 34-104634 | Jan 20, 2026 | SR-IEX-2026-01 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning Certain FINRA Fees Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104541 | Jan 5, 2026 | SR-IEX-2025-39 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for Certain Transaction Fee Tiers Applicable to Executions Priced At or Above $1.00 Per Share and To Introduce Two... Comments Due: January 29, 2026 See Also - Exhibit 5 |