17d-2 Plans for Allocation of Regulatory Responsibilities Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-54224 | Jul 27, 2006 | 4-523 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. See Also - 17d-2 Plan, Certification for 17d-2 Plan, Release No. 34-54394 |
| 34-54136 | Jul 12, 2006 | 4-517 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. See Also - Release No. 34-53628 |
| 34-53628 | Apr 10, 2006 | 4-517 | 17d-2 Plans for Allocation of Regulatory Responsibilities | Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. See Also - Release No. 34-54136 |