Petitions for Rulemaking Submitted to the SEC
Any person may request that the Commission issue, amend or repeal a rule of general application. Petitions must be filed with the Secretary of the Commission. Petitions may be submitted via electronic mail to Secretarys-Office@SEC.GOV (preferred method) or via physical mail at 100 F. Street NE, Washington, D.C. 20549-1090. To help us process your petition more efficiently, please use only one method.
Petitions must contain the text or substance of any proposed rule or amendment or specify the rule or portion of a rule requested to be repealed. Persons submitting petitions must also include a statement of their interest and/or reasons for requesting Commission action.
All petitions will be forwarded to the appropriate division or office of the Commission for consideration and recommendation. Following submission of the staff's recommendation to the Commission, petitioners will be notified of any action taken by the Commission.
For additional information please refer to the Commission's Rules of Practice, Rule 192 (17 CFR 201.192).
Note: Rulemaking petitions are made available to the public after processing. Do not include personal identifiable information in submissions; submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection.
| File Number Sort descending | Date | Details |
|---|---|---|
| 4-450 | Request for Interpretive Release Concerning MD&A Under Regulation S-K, Item 303 View Received Comments Submitted By: Arthur Andersen LLP, Deloitte and Touche LLP, Ernst & Young LLP, KPMG LLP, PricewaterhouseCoopers LLP, and the American Institute of Certified Public Accountants
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| 4-449 | Request for Rulemaking to Amend Regulation S-K, Items 401 and 404, Concerning Director Conflicts of Interest Submitted By:
Richard Trumka, Secretary-Treasurer, American Federation of Labor and Congress of Industrial Organizations |
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| 4-448 | Request for Rulemaking Concerning Definition of Independent Auditor and Limiting Services Accounting Firms May Provide to Audit Clients Submitted By:
Richard Trumka, Secretary-Treasurer, American Federation of Labor and Congress of Industrial Organizations |