ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
| Date Sort descending | Respondents |
|---|---|
|
Release No.
3-9665
File Number:
3-9665
|
|
|
Release No.
3-9894
|
|
|
Release No.
3-9728, IA-1788
File Number:
3-9728
|
|
|
Release No.
3-9566
|
|
|
Release No.
3-9635
File Number:
3-9635
|
|
|
Release No.
3-9322
File Number:
3-9322
|
|
|
Release No.
3-9210
File Number:
3-9210
|
|
|
Release No.
3-9205
File Number:
3-9205
|
|
|
Release No.
3-9059
|
|
|
Release No.
3-9130
File Number:
3-9130
|
|
|
Release No.
3-9112
File Number:
3-9112
|
|
|
Release No.
3-9050
File Number:
3-9050
|
|
|
Release No.
3-9013
|
|
|
Release No.
3-8961
File Number:
3-8961
|
|
|
Release No.
3-8957
File Number:
3-8957
|
|
|
Release No.
3-8929
File Number:
3-8929
|
|
|
Release No.
3-8930
File Number:
3-8930
|
|
|
Release No.
3-8781
File Number:
3-8781
|
|
|
Release No.
3-8781
File Number:
3-8781
|
|
|
Release No.
3-8772
File Number:
3-8772
|
|
|
Release No.
3-8924
File Number:
3-8924
|
|
|
Release No.
3-8832
|
|
|
Release No.
3-8920
File Number:
3-8920
|
|
|
Release No.
3-8897
|