ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort descending Respondents
Release No. 3-9665
File Number: 3-9665
Release No. 3-9894
Release No. 3-9728, IA-1788
File Number: 3-9728
Release No. 3-9566
Release No. 3-9635
File Number: 3-9635
Release No. 3-9322
File Number: 3-9322
Release No. 3-9210
File Number: 3-9210
Release No. 3-9205
File Number: 3-9205
Release No. 3-9059
Release No. 3-9130
File Number: 3-9130
Release No. 3-9112
File Number: 3-9112
Release No. 3-9050
File Number: 3-9050
Release No. 3-9013
Release No. 3-8961
File Number: 3-8961
Release No. 3-8957
File Number: 3-8957
Release No. 3-8929
File Number: 3-8929
Release No. 3-8930
File Number: 3-8930
Release No. 3-8781
File Number: 3-8781
Release No. 3-8781
File Number: 3-8781
Release No. 3-8772
File Number: 3-8772
Release No. 3-8924
File Number: 3-8924
Release No. 3-8832
Release No. 3-8920
File Number: 3-8920
Release No. 3-8897