National Securities Exchanges - All Years

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Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-105123 Mar 31, 2026 SR-BOX-2026-06 BOX Exchange LLC (BOX) Notice of Filing of Proposed Rule Change to Amend BOX Rules 5055 (FLEX Equity Options) and 3120 (Position Limits)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104984 Mar 12, 2026 SR-BOX-2026-05 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104828 Feb 12, 2026 SR-BOX-2026-04 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility Relating to Connectivity Fees
Comments Due: March 11, 2026
See Also - Exhibit 5
34-104749 Jan 30, 2026 SR-BOX-2026-03 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Reflect Adjustments to Section II.A. (FINRA Fees) and Section II.B. (Registration and Continuing Education Fees)
Comments Due: February 25, 2026
See Also - Exhibit 5
34-104694 Jan 27, 2026 SR-BOX-2026-02 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) to Permit the Listing of up to Two Monday and Wednesday Expirations for Options on Certain Individual Stocks or...
Comments Due: February 20, 2026
See Also - Exhibit 5
34-104288 Dec 2, 2025 SR-BOX-2025-31 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5030 (Withdrawal of Approval of Underlying Securities) to Adopt an Exception for Opening Transactions by Market Makers to Accommodate Closing Transactions of Other...
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104284 Dec 2, 2025 SR-BOX-2025-29 BOX Exchange LLC (BOX) Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the iShares Bitcoin Trust ETF
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104283 Dec 2, 2025 SR-BOX-2025-30 BOX Exchange LLC (BOX) Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104225 Nov 19, 2025 SR-BOX-2025-28 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Adopt Listing Criteria for Options on Commodity-Based Trust Shares
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104222 Nov 19, 2025 SR-BOX-2025-27 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the QOO and FOO Order Rebate in Section V. (Manual Transaction Fees) of the Fee Schedule for Trading on the BOX Options Market LLC Facility
Comments Due: December 15, 2025
See Also - Exhibit 5