National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90809 | Dec 28, 2020 | SR-LTSE-2020-24 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600 See Also - Exhibit 5 |
| 34-90777 | Dec 22, 2020 | SR-LTSE-2020-23 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check See Also - Exhibit 5 |
| 34-90731 | Dec 18, 2020 | SR-LTSE-2020-22 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Adopt Rules Related to Promotional Services and Listing Ceremonies for Listed Companies View Received Comments See Also - Exhibit 5 |
| 34-90125 | Oct 8, 2020 | SR-LTSE-2020-18 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 See Also - Exhibit 5 |
| 34-90141 | Oct 8, 2020 | SR-LTSE-2020-19 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until December 8, 2020 |
| 34-89877 | Sep 15, 2020 | SR-LTSE-2020-16 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a). See Also - Exhibit 5 |
| 34-89766 | Sep 3, 2020 | SR-LTSE-2020-15 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until October 8, 2020 |
| 34-89710 | Aug 28, 2020 | SR-LTSE-2020-14 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend the Application of Order Price Collars in Rule 11.190(f)(1) Until September 8, 2020 |
| 34-89668 | Aug 25, 2020 | SR-LTSE-2020-13 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) See Also - Exhibit 5 |
| 34-89440 | Jul 31, 2020 | SR-LTSE-2020-12 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan See Also - Exhibit 5 |