National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48652 | Oct 17, 2003 | SR-Amex-2003-81 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Reporting of "At-the-Close" Orders in Nasdaq Securities View Received Comments |
| 34-48610 | Oct 9, 2003 | SR-Amex-2003-42 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the American Stock Exchange LLC Relating to Shareholder Approval of Stock Option Plans and Other Equity Compensation Arrangements View Received Comments |
| 34-48172 | Jul 14, 2003 | SR-Amex-2003-34 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC, Relating to Indications, Openings and Re-Openings |
| 34-48053 | Jun 17, 2003 | SR-Amex-2003-50 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC and Amendment No. 1 Thereto Relating to a Marketing Fee To Be Imposed on Certain Transactions of Specialists and Registered Options Traders View Received Comments |
| 34-47842 | May 13, 2003 | SR-Amex-2003-35 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC, Relating to Legal Fees Incurred by the Exchange View Received Comments |
| 34-47658 | Apr 10, 2003 | SR-Amex-2003-18 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to "At the Close" Orders in Nasdaq Securities View Received Comments |
| 34-44803 | Sep 17, 2001 | SR-Amex-2001-78 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC; New York Stock Exchange, Inc.; Boston Stock Exchange, Inc.; Cincinnati Stock Exchange, Inc., Chicago Stock Exchange, Inc.; Pacific Exchange Inc.; Philadelphia Stock Exchange, Inc.; and National Association of Securities Dealers, Inc. Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc. |
| 34-44802 | Sep 17, 2001 | SR-Amex-2001-80, SR-Phlx-2001-86 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Filed by the American Stock Exchange LLC ("Amex") and the Philadelphia Stock Exchange, Inc. ("Phlx") Relating to Temporary Trading of Amex Options on the Phlx To Respond to Market Developments |
| 34-42232 | Dec 14, 1999 | SR-Amex-99-38 | American Stock Exchange (Amex) | Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto View Received Comments See Also - Notice No. 34-41981 |
| 34-41981 | Oct 6, 1999 | SR-Amex-99-38 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Amending the Exchange's Audit Committee Requirements View Received Comments See Also - Rel. No. 34-42232 |