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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49449 | Mar 19, 2004 | SR-Amex-2004-04 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis See Also - Rel. No. 34-49921 |
| 34-49441 | Mar 17, 2004 | SR-Amex-2003-44 | American Stock Exchange (Amex) | Order Granting Approval to Proposed Rule Change Relating to Percentages Used to Allocate Executed Options Contracts Between the Specialist and Registered Options Traders |
| 34-49440 | Mar 17, 2004 | SR-Amex-2004-07 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to ITS Trade-Throughs and Locked Markets |
| 34-49438 | Mar 17, 2004 | SR-AMEX-2003-78 | American Stock Exchange (Amex) | Order Approving a Proposed Rule Change Relating To Resolving Uncompared Options Transactions |
| 34-49371 | Mar 5, 2004 | SR-Amex-2004-12 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies View Received Comments See Also - Rel. No. 34-49700 |
| 34-49017 | Jan 2, 2004 | SR-Amex-2003-93 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Annual Performance of the Standard & Poor's 500 Stock Index View Received Comments |
| 34-48872 | Dec 3, 2003 | SR-Amex-2003-100 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Broker Voting on Stock Option and Equity Compensation Plans |
| 34-48863 | Dec 1, 2003 | SR-Amex-2003-65 | American Stock Exchange (Amex) | Order Granting Accelerated Approval of Amendment No. 2 Relating To Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48706 |
| 34-48818 | Nov 21, 2003 | SR-Amex-2003-28 | American Stock Exchange (Amex) | Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change by the American Stock Exchange LLC Relating to the Elimination of the 10-Second Interval at Which Persons May Enter Auto-Ex Eligible Orders for Exchange-Traded Funds View Received Comments |
| 34-48706 | Oct 27, 2003 | SR-Amex-2003-65 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48863 |