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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103391 | Jul 7, 2025 | SR-GEMX-2025-15 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF) Comments Due: July 31, 2025 See Also - Exhibit 5 Submit a Comment on SR-GEMX-2025-15
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| 34-103300 | Jun 24, 2025 | SR-GEMX-2025-13 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX’s Pricing Schedule to Amend Certain Taker Fees and the Qualifying Tier Thresholds Comments Due: July 18, 2025 See Also - Exhibit 5 |
| 34-103264 | Jun 16, 2025 | SR-GEMX-2025-12 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 3 Comments Due: July 11, 2025 See Also - Exhibit 5 |
| 34-103037 | May 13, 2025 | SR-GEMX-2025-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq GEMX Depth of Market Data Feed Comments Due: June 9, 2025 |
| 34-102975 | May 2, 2025 | SR-GEMX-2025-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025 Comments Due: May 29, 2025 See Also - Exhibit 5 |
| 34-102644 | Mar 12, 2025 | SR-GEMX-2025-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 3 Comments Due: April 8, 2025 See Also - Exhibit 5 |
| 34-102422 | Feb 13, 2025 | SR-GEMX-2025-06 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Various Options Rules Comments Due: March 13, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102341 | Feb 4, 2025 | SR-GEMX-2025-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-GEMX-2024-42 Comments Due: March 3, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102262 | Jan 22, 2025 | SR-GEMX-2025-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: February 18, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102209 | Jan 16, 2025 | SR-GEMX-2025-01 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: February 13, 2025 View Received Comments See Also - Exhibit 5, Rule 19b-4 Information |