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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104196 | Nov 18, 2025 | SR-CboeEDGX-2025-078 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.6(s)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot Under Rule 600 of Regulation NMS Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-CboeEDGX-2025-078
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| 34-104186 | Nov 17, 2025 | SR-CboeEDGX-2025-080 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: December 11, 2025 See Also - Exhibit 5 |
| 34-104173 | Nov 3, 2025 | SR-BSECC-2025-001, SR-BX-2025-024, SR-CboeEDGX-2025-072, SR-CboeBZX-2025-059, SR-CboeBZX-2025-069, SR-CboeBZX-2025-141, SR-CBOE-2025-068, SR-CBOE-2025-069, SR-CBOE-2025-074, SR-CBOE-2025-075, SR-CBOE-2025-076, SR-CBOE-2025-077, SR-CBOE-2025-078, SR-CBOE-2025-079, SR-CBOE-2025-080, SR-FICC-2025-021, SR-GEMX-2025-27, SR-ISE-2025-15, SR-ISE-2025-30, SR-ISE-2025-31, SR-LCH SA-2025-008, SR-MSRB-2025-02, SR-MRX-2025-23, SR-NASDAQ-2025-037, SR-NASDAQ-2025-072, SR-NASDAQ-2025-080, SR-NASDAQ-2025-085, SR-OCC-2025-017, SR-OCC-2025-018, SR-Phlx-2025-50, SR-Phlx-2025-56, SR-SCCP-2025-01 | Boston Stock Exchange Clearing Corporation, Nasdaq BX, Inc. (BX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe Exchange, Inc. (CBOE), Fixed Income Clearing Corporation (FICC), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Banque Centrale De Compensation, Municipal Securities Rulemaking Board (MSRB), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), The Options Clearing Corporation, Nasdaq PHLX LLC (Phlx), Stock Clearing Corporation of Philadelphia | Notice of Designation of a Longer Period for Commission Action on Pending Proposed Rule Changes and on Proceedings to Determine Whether to Approve or Disapprove Pending Proposed Rule Changes (Withdrawn) |
| 34-104153 | Sep 30, 2025 | SR-CboeEDGX-2025-072 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing of a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe the Behavior of Orders Containing a Non-Displayed Instruction View Received Comments See Also - Exhibit 5 |
| 34-104077 | Sep 25, 2025 | SR-CboeEDGX-2025-074 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a) Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104048 | Sep 25, 2025 | SR-CboeEDGX-2025-076 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104045 | Sep 25, 2025 | SR-CboeEDGX-2025-077 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One ... Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-103959 | Sep 12, 2025 | SR-CboeEDGX-2025-073 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt an Administrative Fee to Offset its Costs in Administering the Marketing Fee Program Comments Due: October 8, 2025 |
| 34-103883 | Sep 5, 2025 | SR-CboeEDGX-2025-070 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: October 1, 2025 See Also - Exhibit 5 |
| 34-103878 | Sep 5, 2025 | SR-CboeEDGX-2025-035 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.21 to Allow an RMO to Enter a Retail Order onto the Exchange in... View Received Comments |