National Securities Exchanges - All Years

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Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-104671 Jan 23, 2026 SR-CboeBZX-2026-006 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16 with Respect to its Risk Monitor Mechanism, to Provide Members with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk...
Comments Due: February 17, 2026
See Also - Exhibit 5
34-104655 Jan 22, 2026 SR-CboeBZX-2026-003 Cboe BZX Exchange, Inc. (CboeBZX) (WITHDRAWN on 04/08/2026) Notice of Filing of a Proposed Rule Change to Amend Rule 14.11(j) to Eliminate the Requirement that the Exchange Distribute an Information Circular Prior to the Commencement of Trading in Each UTP Derivative Security
See Also - Exhibit 5
34-104654 Jan 22, 2026 SR-CboeBZX-2026-004 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of a Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) to Delay the Opening Auction Under Certain Market Conditions in Order to Improve Price Discovery and Allow Executions to Occur at Prices...
See Also - Exhibit 5
34-104645 Jan 21, 2026 SR-CboeBZX-2026-007 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05
Comments Due: February 17, 2026
See Also - Exhibit 5
34-104594 Jan 13, 2026 SR-CboeBZX-2026-002 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF
Comments Due: February 6, 2026
34-104560 Jan 8, 2026 SR-CboeBZX-2026-001 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend its Fee Schedule by eliminating LEP Tier 1
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104553 Jan 7, 2026 SR-CboeBZX-2025-081 Cboe BZX Exchange, Inc. (CboeBZX) (WITHDRAWN 01/23/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF...
View Received Comments
34-104549 Jan 6, 2026 SR-CboeBZX-2025-142 Cboe BZX Exchange, Inc. (CboeBZX) WITHDRAWN on 01/27/2026 - Notice of Filing of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order...
View Received Comments
34-104533 Jan 2, 2026 SR-CboeBZX-2025-169 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 28, 2026
See Also - Exhibit 5
34-104501 Dec 23, 2025 SR-CboeBZX-2025-149 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.23(d)(2)(B) (Extending the Quote-Only Period for Initial Public Offering (“IPO”) Auctions)
Comments Due: January 21, 2026
View Received Comments
See Also - Exhibit 5