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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81436 | Aug 18, 2017 | SR-GEMX-2017-38 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening |
| 34-81431 | Aug 18, 2017 | SR-GEMX-2017-39 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create the Market Access and Routing Subsidy Program See Also - Exhibit 5 |
| 34-81422 | Aug 17, 2017 | SR-GEMX-2017-37 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Rel. No. 34-81802 |
| 34-81342 | Aug 8, 2017 | SR-GEMX-2017-31 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Schedule of Fees With Respect to the Options Regulatory Fee View Received Comments See Also - Exhibit 5 |
| 34-81354 | Aug 8, 2017 | SR-GEMX-2017-36 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 720, Nullification and Adjustment of Options Transactions Including Obvious Errors See Also - Exhibit 5 |
| 34-81174 | Jul 20, 2017 | SR-GEMX-2017-32 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations See Also - Exhibit 5 |
| 34-81180 | Jul 20, 2017 | SR-GEMX-2017-24 | Nasdaq GEMX, LLC (GEMX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 912 View Received Comments See Also - Rel. No. 34-81500, Rel. No. 34-80970 |
| 34-81147 | Jul 14, 2017 | SR-GEMX-2017-30 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Outdated Language in the Exchange's Rulebook and Fee Schedule See Also - Exhibit 5 |
| 34-81136 | Jul 13, 2017 | SR-GEMX-2017-29 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Assess Connectivity Fees See Also - Exhibit 5 |
| 34-81109 | Jul 10, 2017 | SR-GEMX-2017-28 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Exception to the Manner in Which Market Maker Immediate-or-Cancel Orders Will Be Handled See Also - Exhibit 5 |