National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104118 | Sep 29, 2025 | SR-GEMX-2025-27 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc. Comments Due: October 22, 2025 See Also - Exhibit 5 Submit a Comment on SR-GEMX-2025-27
|
| 34-104093 | Sep 26, 2025 | SR-GEMX-2025-26 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX Pricing Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104066 | Sep 25, 2025 | SR-GEMX-2025-25 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-103990 | Sep 17, 2025 | SR-GEMX-2025-24 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF) Comments Due: October 14, 2025 See Also - Exhibit 5 |
| 34-103887 | Sep 5, 2025 | SR-GEMX-2025-22 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: October 1, 2025 See Also - Exhibit 5 |
| 34-103766 | Aug 22, 2025 | SR-GEMX-2025-23 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Options 3, Sections 7 and 9 Comments Due: September 17, 2025 See Also - Exhibit 5 |
| 34-103763 | Aug 22, 2025 | SR-GEMX-2025-21 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Options 7, Section 3 Comments Due: September 17, 2025 See Also - Exhibit 5 |
| 34-103617 | Aug 1, 2025 | SR-GEMX-2025-17 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026 Comments Due: August 27, 2025 See Also - Exhibit 5 |
| 34-103580 | Jul 29, 2025 | SR-GEMX-2025-18 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Comments Due: August 22, 2025 See Also - Exhibit 5 |
| 34-103424 | Jul 9, 2025 | SR-GEMX-2025-14 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: August 4, 2025 View Received Comments See Also - Exhibit 5 |