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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103284 | Jun 17, 2025 | SR-BOX-2025-12 | BOX Exchange LLC (BOX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020, Criteria for Underlying Securities, to Permit the Listing of Options on Commodity-Based Trust Shares Comments Due: July 14, 2025 View Received Comments Submit a Comment on SR-BOX-2025-12
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| 34-103175 | Jun 3, 2025 | SR-BOX-2025-16 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change its Procedure for Processing Fingerprints Under Exchange Rule 10080 (Fingerprint Based Background Checks of Exchange Employees and Independent Contractors and Other Service P Comments Due: June 30, 2025 |
| 34-103147 | May 29, 2025 | SR-BOX-2025-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units Comments Due: June 25, 2025 See Also - Exhibit 5 |
| 34-103136 | May 28, 2025 | SR-BOX-2025-14 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section IV.B. (PIP and COPIP Transactions) of the Fee Schedule for Trading on the BOX Options Market LLC Facility and Add Incentives for Auction and Non-Auction Public... Comments Due: June 24, 2025 See Also - Exhibit 5 |
| 34-103015 | May 9, 2025 | SR-BOX-2025-12 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020 (Criteria for Underlying Securities) to Permit the Listing of Options on Commodity-Based Trust Shares View Received Comments See Also - Exhibit 5 |
| 34-102840 | Apr 11, 2025 | SR-BOX-2025-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to Permit the Listing and Trading of Options on the Grayscale Ethereum Tr Comments Due: May 8, 2025 See Also - Exhibit 5 |
| 34-102839 | Apr 11, 2025 | SR-BOX-2025-07 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to amend Rule 5055 to allow for cash settlement of certain FLEX Equity Options Comments Due: May 8, 2025 See Also - Exhibit 5 |
| 34-102837 | Apr 11, 2025 | SR-BOX-2025-10 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to Amend BOX Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to Permit the Listing and Trading of Options on the Fidelity Ethereum Fund Comments Due: May 8, 2025 See Also - Exhibit 5 |
| 34-102828 | Apr 11, 2025 | SR-BOX-2025-08 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to List and Trade Options on the iShares Ethereum Trust Comments Due: May 8, 2025 See Also - Exhibit 5 |
| 34-102414 | Feb 13, 2025 | SR-BOX-2025-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase the QOO and FOO Order Rebate to Floor Brokers for all Broker Dealer and Market Maker QOO and FOO Orders Pres Comments Due: March 13, 2025 See Also - Exhibit 5, Rule19b-4 Information |