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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104629 | Jan 20, 2026 | SR-GEMX-2026-02 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees Comments Due: February 13, 2026 See Also - Exhibit 5 Submit a Comment on SR-GEMX-2026-02
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| 34-104593 | Jan 13, 2026 | SR-GEMX-2026-01 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 5, Sections 5 and 7 Comments Due: February 6, 2026 See Also - Exhibit 5 |
| 34-104521 | Dec 29, 2025 | SR-GEMX-2025-036 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-104489 | Dec 22, 2025 | SR-GEMX-2025-35 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees Comments Due: January 20, 2026 See Also - Exhibit 5 |
| 34-104446 | Dec 18, 2025 | SR-GEMX-2025-34 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 4 Regarding the Crossing Fee Cap Comments Due: January 13, 2026 See Also - Exhibit 5 |
| 34-104443 | Dec 18, 2025 | SR-NASDAQ-2025-080, SR-BX-2025-024, SR-GEMX-2025-27, SR-MRX-2025-23, SR-Phlx-2025-56, SR-ISE-2025-31 | The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Nasdaq GEMX, LLC (GEMX), Nasdaq MRX, LLC (MRX), Nasdaq PHLX LLC (Phlx), Nasdaq ISE, LLC (ISE) | Order Approving Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of Parent Corporation, Nasdaq, Inc. |
| 34-104306 | Dec 4, 2025 | SR-GEMX-2025-32 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Section 3 Comments Due: December 30, 2025 See Also - Exhibit 5 |
| 34-104264 | Nov 25, 2025 | SR-GEMX-2025-30 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange Comments Due: December 22, 2025 View Received Comments See Also - Exhibit 5 |
| 34-104205 | Nov 18, 2025 | SR-GEMX-2025-28 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-104173 | Nov 3, 2025 | SR-BSECC-2025-001, SR-BX-2025-024, SR-CboeEDGX-2025-072, SR-CboeBZX-2025-059, SR-CboeBZX-2025-069, SR-CboeBZX-2025-141, SR-CBOE-2025-068, SR-CBOE-2025-069, SR-CBOE-2025-074, SR-CBOE-2025-075, SR-CBOE-2025-076, SR-CBOE-2025-077, SR-CBOE-2025-078, SR-CBOE-2025-079, SR-CBOE-2025-080, SR-FICC-2025-021, SR-GEMX-2025-27, SR-ISE-2025-15, SR-ISE-2025-30, SR-ISE-2025-31, SR-LCH SA-2025-008, SR-MSRB-2025-02, SR-MRX-2025-23, SR-NASDAQ-2025-037, SR-NASDAQ-2025-072, SR-NASDAQ-2025-080, SR-NASDAQ-2025-085, SR-OCC-2025-017, SR-OCC-2025-018, SR-Phlx-2025-50, SR-Phlx-2025-56, SR-SCCP-2025-01 | Boston Stock Exchange Clearing Corporation, Nasdaq BX, Inc. (BX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe Exchange, Inc. (CBOE), Fixed Income Clearing Corporation (FICC), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Banque Centrale De Compensation, Municipal Securities Rulemaking Board (MSRB), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), The Options Clearing Corporation, Nasdaq PHLX LLC (Phlx), Stock Clearing Corporation of Philadelphia | Notice of Designation of a Longer Period for Commission Action on Pending Proposed Rule Changes and on Proceedings to Determine Whether to Approve or Disapprove Pending Proposed Rule Changes (Withdrawn) |