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Announcement

Significant Deficiencies Involving Adviser Custody and Safety of Client Assets

March 4, 2013

https://www.sec.gov/about/offices/ocie/custody-risk-alert.pdf

Last Reviewed or Updated: March 4, 2013

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Compliance

Significant Deficiencies Involving Adviser Custody and Safety of Client Assets

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Significant Deficiencies Involving Adviser Custody and Safety of Client Assets