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Announcement

"Pay-to-Play" Prohibitions for Brokers, Dealers, and Municipal Securities Dealers Under MSRB Rules

Aug. 31, 2012

https://www.sec.gov/about/offices/ocie/riskalert-munipaytoplay.pdf

Last Reviewed or Updated: Aug. 31, 2012

Rules & Regulations

Enforcement & Litigation

Compliance

"Pay-to-Play" Prohibitions for Brokers, Dealers, and Municipal Securities Dealers Under MSRB Rules

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"Pay-to-Play" Prohibitions for Brokers, Dealers, and Municipal Securities Dealers Under MSRB Rules