Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Date Sort descending Title Speaker Type
Remarks to the Small Business Capital Formation Advisory Committee Mark T. Uyeda
Speech
Remarks at the Florida Bar’s 41st Annual Federal Securities Institute and M&A Conference Mark T. Uyeda
Speech
Introductory Remarks at the 2nd Annual Judge Stanley Sporkin SEC Division of Enforcement Directors Panel Mark T. Uyeda
Speech
Acting Chairman Statement on Climate-Related Disclosure Rules Mark T. Uyeda
Statement
Statement on the Departure of Chair Gary Gensler Hester M. Peirce
Caroline A. Crenshaw
Mark T. Uyeda
Statement
Statement on Departure of Commissioner of Jaime Lizárraga Gary Gensler
Hester M. Peirce
Caroline A. Crenshaw
Mark T. Uyeda
Statement
Statement on Daily Computation of Customer and Broker-Dealer Reserve Requirements under an Amended Broker-Dealer Customer Protection Rule Mark T. Uyeda
Statement
Statement on 2025 PCAOB Budget Mark T. Uyeda
Statement
Dissenting Statement on Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934 and Amendments Regarding the FOCUS Report Hester M. Peirce
Mark T. Uyeda
Statement
Dissenting Statement Regarding Recent SPAC Cases – Digital World Acquisition Corp., Northern Star Investment Corp. II, and Cantor Fitzgerald, L.P. Mark T. Uyeda
Statement
Remarks at the Meeting of the Investor Advisory Committee Mark T. Uyeda
Speech
Remarks to the Small Business Capital Formation Advisory Committee Mark T. Uyeda
Speech
Remarks to the 2024 AIMA APAC Annual Forum Mark T. Uyeda
Speech
Statement Regarding Administrative Proceedings Against SolarWinds Customers Hester M. Peirce
Mark T. Uyeda
Statement
Remarks at the Los Angeles County Bar 55th Annual Securities Regulation Seminar Mark T. Uyeda
Speech
Statement on EDGAR Next Mark T. Uyeda
Statement
Testimony of the Securities and Exchange Commission Before the United States House of Representatives Committee on Financial Services Gary Gensler
Hester M. Peirce
Caroline A. Crenshaw
Mark T. Uyeda
Jaime Lizárraga
Testimony
A Catalyst: Statement on Qatalyst Partners LP Hester M. Peirce
Mark T. Uyeda
Statement
Nothing to See; Nothing to Say: Statement on Recent Whistleblower Awards Hester M. Peirce
Mark T. Uyeda
Statement
Statement on Adoption of Rule Regarding Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders Mark T. Uyeda
Statement
Omakase: Statement on In the Matter of Flyfish Club, LLC Hester M. Peirce
Mark T. Uyeda
Statement
Statement on the PCAOB’s Quality Control Standard — QC 1000 Mark T. Uyeda
Statement
Statement on Form N-PORT and Form N-CEN Reporting Amendments; Guidance on Open-End Fund Liquidity Risk Management Programs Mark T. Uyeda
Statement
Statement on Amendments Related to Aspects of Designing and Performing Audit Procedures that Involve Technology-Assisted Analysis of Information in Electronic Form Mark T. Uyeda
Statement
Statement on AS 1000, General Responsibilities of the Auditor in Conducting an Audit Mark T. Uyeda
Statement