SEC-CFTC Joint Roundtable on Regulatory Harmonization Efforts
SEC Headquarters
100 F St. NE
Washington D.C.
The SEC and the CFTC held a joint roundtable to discuss regulatory harmonization priorities between their agencies.
Agenda and Panelists
| 1 p.m. | Opening Remarks |
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| 1:20 p.m. | Panel 1 – How We Got Here |
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This panel will focus on the history of SEC and CFTC relationship. Moderator:
Panelists:
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| 2 p.m. | Break |
| 2:10 p.m. | Panel 2 – Platforms |
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This panel will focus on how regulatory harmonization efforts could unlock economic value for platforms while continuing to protect investors. Moderators:
Panelists:
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| 3:25 p.m. | Remarks |
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| 3:30 p.m. | Break |
| 4 p.m. | Panel 3 – Participants |
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This panel will focus on how regulatory harmonization efforts could increase choice for market participants and reduce costs for investors. Moderators:
Panelists:
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| 5:20 p.m. | Closing Remarks |
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Last Reviewed or Updated: April 13, 2026