FOIA Annual Report Workbook 2019-12-30 FOIA Annual Report SECSecurities and Exchange Commission201915 U.S.C. § 7215(b)(5) Certain information prepared or received by or specifically for the Public Company Accounting Oversight Board (PCAOB)N/A15 U.S.C. § 78x(d)Foreign Securities AuthoritiesN/A15 U.S.C. § 78u-6Information that could identify a whistleblowerN/A42 U.S.C. § 247d-6b(d)Information identifying the location at which materials in the stockpile under subsection (a) of this section are stored N/A41 U.S.C. § 4702 (formerly at 41 U.S.C. § 253b(m)(1))Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contractsSinkfield v. HUD, No. 10-885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Margolin v. NASA, No. 09-CV-00421, 2011 WL 1303221, at *6 (D. Nev. Mar. 31, 2011); Hornbostel v. U.S. Dep’t of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004).5 U.S.C. App 3 § 7(b)Names of employees who provide information or complaints to the Inspector GeneralN/A15 U.S.C. § 80b-4Reports by Investment AdviserN/A31 U.S.C. § 5319 (Bank Secrecy Act)Reports pertaining to monetary instruments transactions filed under subchapter II of chapter 53 of title 31 and records of those reportsTurner v. Dep’t of Treasury, No. 15-00007, 2017 WL 1106030 at *7 (E.D. Cal. Mar. 23, 2017); Yunes v. DOJ, 263 F. Supp. 3d 82, 87 (D.D.C. 2017); Council on Am.-Islamic Relations, Cal. v. FBI, 749 F. Supp. 2d 1104, 1117 (S.D. Cal. 2010); Berger v. IRS, 487 F. Supp. 2d 482, 496-97 (D.N.J. 2007), aff’d on other grounds, 288 F. App’x 829 (3d Cir. 2008). 5 U.S.C. app. 4 § 107(a)(2) (Ethics in Government Act of 1978)Confidential financial disclosure information pertaining to certain government employeesMeyerhoff v. EPA, 958 F.2d 1498, 1500-02 (9th Cir. 1992); Boyd v. Exec. Office for U.S. Attorneys, 161 F. Supp. 3d 1, 7 (D.D.C. 2015); Seife v. NIH, 874 F. Supp. 2d 248, 254 (S.D.N.Y. 2012). 11112727111122221111540115461148759946957331132NoRecords4287Referred71Withdrawn182FeeRelated31NotDescribed8ImproperRequest39NotAgency42Duplicate26711487N/A00Ex. 210Ex. 335Ex. 4436Ex. 5289Ex. 6313Ex. 7(A)471Ex. 7(B)1Ex. 7(C)300Ex. 7(D)17Ex. 7(E)27Ex. 7(F)1Ex. 822Ex. 91659658715452467217587Ex. 32Ex. 44Ex. 5113Ex. 642Ex. 7(A)272Ex. 7(C)43Ex. 7(E)4Ex. 83NoRecords3Withdrawn4FeeRelated1Other9Moot9915.0026.28LT12582018-12-102032019-03-181372019-05-031032019-08-16312019-09-1882019-09-2062019-09-2062019-09-2062019-09-2062019-09-206816.89LT144649457431112611447.414228Due to a system limitation the chart in this section may contain information about unperfected requests818.84LT14465425425425421664.442281-20891221-40162541-6039861-8016881-100109101-12069121-14056141-16043161-18044181-20011201-30025301-4008401+3114711-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4008401+191-20521-40041-60161-80081-1000101-1200121-1400141-1600161-1800181-2000201-3001301-4000401+0759011386894815325342015-09-1510142015-10-099962016-02-129122016-04-058762016-08-016612016-09-026372016-12-145682016-12-235612017-02-035342017-02-155261025345.4323416823223.273210.0042.007238733.49343201.687581935.1717921.900.0025101246719571844011922019-08-12342019-09-04181422911546142481148711218462159663758704