FOIA Annual Report Workbook2015-11-18FOIA Annual ReportSECSecurities and Exchange Commission201515 U.S.C. § 80b-4Reports by Investment AdviserN15 U.S.C. § 78u-6Certain information provided by a whistleblowerN42 U.S.C. § 247d-6b(d)Bioterrorism Preparedness StockpilesN41 U.S.C. § 253b(m) (currently at 41 U.S.C. § 4702)Contractor ProposalsY15 U.S.C. § 78x(d)Foreign Securities AuthoritiesN31 U.S.C. § 5319Reports pertaining to monetary instruments transactions filed under subchapter II of chapter 53 of title 31 and records of those reportsOrtiz v. DOJ, No. 12-1674, 2014 WL 4449686, at *4 (D.D.C. Sept. 9, 2014); Rosenberg v. ICE, 13 F. Supp. 3d 92, 114-15 (D.D.C. 2014); Hulstein v. DEA, No. 10-4112, 2011 U.S. Dist. LEXIS 25788, at *7-8 (N.D. Iowa Mar. 11, 2011); Council on Am.-Islamic Relations, Cal. v. FBI, 749 F. Supp. 2d 1104, 1117 (S.D. Cal. 2010); Berger v. IRS, 487 F. Supp. 2d 482, 496-97 (D.N.J. 2007), aff'd on other grounds, 288 F. App'x 829 (3d Cir. 2008).5 U.S.C. app § 7(b)Names of employees who provide information or complaints to the Inspector GeneralN2499811360716898162071298*Variations from the FY2014 Annual FOIA report are due to opening and/or closing requests/appeals after the FY2014 report was generated.37145471245NoRecords9737Referred28Withdrawn194FeeRelated112NotDescribed58ImproperRequest69NotAgency69Duplicate261Other17316207Request Opened in Error173173Ex. 22Ex. 359Ex. 4164Ex. 5202Ex. 6521Ex. 7(A)759Ex. 7(B)5Ex. 7(C)341Ex. 7(D)53Ex. 7(E)18Ex. 7(F)4Ex. 8362749550517*Variations from the FY2014 Annual FOIA report are due to opening and/or closing requests/appeals after the FY2014 report was generated.369296542505Ex. 43Ex. 558Ex. 613Ex. 7(A)255Ex. 7(C)11Ex. 7(E)5Ex. 82NoRecords9Withdrawn16FeeRelated3NotDescribed4Duplicate5Other5Request Opened in Error2Moot351330.84LT15602012-10-237362015-04-131192015-05-20922015-07-08592015-08-13332015-08-17312015-08-31212015-09-08162015-09-09152015-09-1014614.9LT1944391.36LT175847136.3341321Due to a system limitation, the chart in this section may contain information about unperfected requests.1326.69LT1944416408.335175818118141321Due to a system limitation, the chart in this section may contain information about unperfected requests.1-201333921-40167541-6060961-8020781-100102101-12069121-14044141-16027161-18023181-20018201-30044301-40011401+2216190Due to a system limitation, the chart in this section may contain information about unperfected requests.1-201021-40141-60161-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+214Due to a system limitation, the chart in this section may contain information about unperfected requests.1-20021-40041-60261-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4001401+03Due to a system limitation, the chart in this section may contain information about unperfected requests.129612342962.59620Due to a system limitation, the charts in this section may contain information about unperfected requests.2010-09-1312662013-02-146592013-03-116432013-03-146402013-06-105792013-06-115782013-06-145752013-08-085372013-08-095362013-09-30501225836.23237329712.05303334149144.62288184.44437329.0219890.070.004843272121312015-09-012014841168981473916207*Variations from the FY2014 Annual FOIA report are due to opening and/or closing requests/appeals after the FY2014 report was generated.178432*Variations from the FY2014 Annual FOIA report are due to opening and/or closing requests/appeals after the FY2014 report was generated.451495435505*Variations from the FY2014 Annual FOIA report are due to opening and/or closing requests/appeals after the FY2014 report was generated.217*Variations from the FY2014 Annual FOIA report are due to opening and/or closing requests/appeals after the FY2014 report was generated.