FOIA Annual Report Workbook2014-10-21FOIA Annual ReportSECSecurities and Exchange Commission201415 U.S.C. § 80b-10(b)Investment Advisors examinations or investigationsN/A15 U.S.C. § 78u-6Information that could identify a whistleblowerN/A42 U.S.C. § 247d-6b(d)Information identifying the location at which materials in the stockpile under subsection (a) of this section are storedN/A41 U.S.C. § 253b(m)(1) (currently at 41 U.S.C. § 4702)Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contractsSinkfield v. HUD, No. 10-885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Margolin v. NASA, No. 09-CV-00421, 2011 WL 1303221, at *6 (D. Nev. Mar. 31, 2011); Hornbostel v. U.S. Dep't of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004).15 U.S.C. 77f §(e)(2)"[A]ny information provided to or obtained by the Commission pursuant to this subsection"N/A23412149014862147575952488464939NoRecords9871Referred64Withdrawn149FeeRelated89NotDescribed171ImproperRequest39NotAgency65Duplicate82Other33614757Referred to the Web160Records Lost or Destroyed89Cancelled*87336*This code is used when a request is merged into another request or when corresondence addressed to the SEC is inadvertently assigned a request control number.Ex. 25Ex. 340Ex. 4155Ex. 5178Ex. 6414Ex. 7(A)869Ex. 7(B)5Ex. 7(C)282Ex. 7(D)32Ex. 7(E)45Ex. 7(F)1Ex. 8541045243230288215766432Ex. 32Ex. 48Ex. 547Ex. 616Ex. 7(A)180Ex. 7(B)1Ex. 7(C)18Ex. 7(E)6Ex. 85NoRecords43Withdrawn2FeeRelated6Duplicate6Other9Cancelled*3Moot69*This code is used when correspondence addressed to the SEC was inadvertently entered into the FOIA tracking software and assigned an appeal control number.18.529.23LT12732012-10-234862013-01-224262014-02-111612014-02-181572014-03-131402014-03-131402014-04-071232014-04-231112014-04-291072014-06-0581412.93LT1754620601231220454643501930.5LT1754768813.54981220505050501-201242221-40124041-6052261-8022181-100105101-12067121-14044141-16038161-18014181-20011201-30037301-40011401+15147471-20021-40141-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4001401+571-20021-40041-60361-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+035921162390789302010-09-1310162011-02-229072011-08-237792011-08-247782011-09-227582012-02-086652012-03-126432012-05-215932012-06-015852012-06-18574325322.992452012812.16282.5530.554731004.762317854962789.7622670.810.0048149230121022014-09-2262014-09-24412275148621216714757151149143452149432723