FOIA Annual Report Workbook2010-12-22FOIA Annual ReportSECU.S. Securities and Exchange CommissionHQHead quarters201015 U.S.C. § 80b-10(b)Investment Advisors examinations or investigations15 U.S.C.§ 78q(h)(5)Associated persons of broker-dealers, government securities brokers or dealers, or municipal securities dealers.41 U.S.C. § 253(b)(m)Contractor proposals41 U.S.C. § 423(d)Proprietary or source selecting information about ongoing Federal Procurements42 U.S.C. § 247d-6b(d)Bioterrorism preparedness stockpiles15 U.S.C. § 80a-30©Investment Company Examination15 U.S.C. § 78x(d)(Foreign Securities Authorities)11112211441111Last two statutes listed above are for Appeals.492104611055439949210461105543991418395474NoRecords7481Referred37Withdrawn168FeeRelated72NotDescribed27ImproperRequest17NotAgency23Duplicate89Other353105541418395474NoRecords7481Referred37Withdrawn168FeeRelated72NotDescribed27ImproperRequest17NotAgency23Duplicate89Other35310554 0Cancelled60Referred to the web106GLOMAR2Records lost of destroyed184Moot1353353Ex. 217Ex. 39Ex. 487Ex. 5159Ex. 6228Ex. 7(A)479Ex. 7(C)191Ex. 7(D)4Ex. 7(E)4Ex. 866Ex. 217Ex. 39Ex. 487Ex. 5159Ex. 6228Ex. 7(A)479Ex. 7(C)191Ex. 7(D)4Ex. 7(E)4Ex. 86625189199152518919915106155226199106155226199Ex. 21Ex. 32Ex. 47Ex. 511Ex. 612Ex. 7(A)96Ex. 7(C)13Ex. 7(D)1Ex. 7(E)2Ex. 86Ex. 21Ex. 32Ex. 47Ex. 511Ex. 612Ex. 7(A)96Ex. 7(C)13Ex. 7(D)1Ex. 7(E)2Ex. 86NoRecords13Withdrawn1ImproperRequest1NotAgency1Other10NoRecords13Withdrawn1ImproperRequest1NotAgency1Other10Moot1010101147.8012621147.8012622010-05-11992010-06-16742010-07-08592010-07-14552010-08-30222010-08-31212010-09-07172010-09-07172010-09-08162010-09-1792010-05-11992010-06-16742010-07-08592010-07-14552010-08-30222010-08-31212010-09-07172010-09-07172010-09-08162010-09-179718.380411563.5553.333101549491583718.380411563.5553.3331015494915832941.980289812.5812.576086500002941.980289812.5812.576086500001-20796021-40123041-6056361-8026081-100229101-120118121-14064141-16046161-18026181-20011201-30029301-4000401+1105371-20796021-40123041-6056361-8026081-100229101-120118121-14064141-16046161-18026181-20011201-30029301-4000401+1105371-20121-40141-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+10121-20121-40141-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+10121-20021-40041-60361-80081-1001101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+041-20021-40041-60361-80081-1001101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0428321411801171111111283214118011711111112006-07-1210602008-08-205302008-09-025222008-12-084562008-12-174492009-01-124332009-05-143472009-07-013142009-07-173032009-07-282962006-07-1210602008-08-205302008-09-025222008-12-084562008-12-174492009-01-124332009-05-143472009-07-013142009-07-173032009-07-282964711.517.6174711.517.61721015210152814426032377394831642720828144260323773948316427208535020.0089535020.00891596159600000000787810461828510554787810461828510554196159196159247189267199247189267199216216