FOIA Annual Report Workbook 2025-01-10 FOIA Annual Report SECSecurities and Exchange Commission202415 U.S.C. § 80a-30(c)Information regarding investment company examinationN/A15 U.S.C. § 78x(d)Foreign Securities AuthoritiesN/A15 U.S.C. § 78u-6Information that could identify a whistleblowerN/A41 U.S.C. § 4702 (formerly at 41 U.S.C § 253b(m)(1))Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contractsSinkfield v. HUD, No. 10-885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Margolin v. NASA, No. 09- 00421, 2011 WL 1303221, at *6 (D. Nev. Mar. 31, 2011); Hornbostel v. U.S. Dep't of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004).5 U.S.C. § 407 (formerly at 5 U.S.C. app. 3 § 7(b))Names of employees who provide information or complaints to the Inspector GeneralWash. Post Co. v. Special Inspector Gen. for Afg. Reconstr., 486 F. Supp. 3d 141, 166 (D.D.C. 2020).15 U.S.C. § 77f(e)(2)Certain information contained in or filed with a securities registration statementN/A31 U.S.C. § 5319Reports pertaining to monetary instruments transactions filed under subchapter II of chapter 53 of title 31 and records of those reportsYunes v. DOJ, 263 F. Supp. 3d 82. 87 (D.D.C. 2017); Council on Am.-Islamic Rels., Cal. V. FBI. 749 F. Supp. 2d 1104, 1117 (S.D. Cal. 2010); Berger v. IRS, 487 F. Supp. 2d 482, 496-97 (D.N.J. 2007), aff’d on other grounds, 288 F. App’x 829 (3d Cir. 2008).15 U.S.C. § 80b-4Reports by investment adviserN/A5 U.S.C. 13109(a)(2) (formerly at 5 U.S.C. app. § 107(a)(2))Confidential financial disclosure report pertaining to certain governmental employeesMeyerhoff v. EPA, 958 F.2d 1498, 1500-02 (9th Cir. 1992); Boyd v. Exec. Off. for U.S. Att’ys, 161 F. Supp. 3d 1, 7 (D.D.C. 2015); Seife v. NIH, 874 F. Supp. 2d 248, 254 (S.D.N.Y. 2012).15 U.S.C. § 7215(b)(5)Certain information prepared or received by or specifically for the Public Company Accounting Oversight Board (PCAOB)N/A15 U.S.C. § 78m(h)(7)Information and documents included in or filed with an application or registration statement, or annual reports filed, by issuers of security registered pursuant to 15 U.S.C. § 78lN/AFed. R. Crim. P. Rule 6(e), enacted by Act of July 30, 1977, Pub. L. No. 95-78, § 2, 91 Stat. 319Certain records that would reveal some secret aspect pertaining to grand jury proceedingsSussman v. USMS, 494 F.3d 1106, 1113 (D.C. Cir. 2007); Sorin v. DOJ, No. 18-99, 2018 WL 6431027 (2d Cir. Dec. 6, 2018) (per curium); Widi v. McNeil, No. 12-00188, 2016 WL 4394724, at *23 (D. Me. Aug. 16, 2016); Durham v. U.S. Att'y Gen., No. 06-843, 2008 WL 620744, at *2 (E.D. Tex. Mar. 3, 2008); Cozen O'Connor v. U.S. Dep't of Treasury, 570 F. Supp. 2d 749, 776 (E.D. Pa. 2008).11111110102211112222112211111436108111098512621530734804NoRecords6320Referred88Withdrawn939FeeRelated4NotDescribed70ImproperRequest99NotAgency215Duplicate18210985N/A00Ex. 23Ex. 335Ex. 4144Ex. 5343Ex. 6664Ex. 7(A)594Ex. 7(B)5Ex. 7(C)409Ex. 7(D)3Ex. 7(E)55Ex. 7(F)7Ex. 843359859743915811236597Ex. 21Ex. 46Ex. 5105Ex. 627Ex. 7(A)253Ex. 7(B)2Ex. 7(C)2Ex. 7(E)4Ex. 811Withdrawn11ImproperRequest2Duplicate1Other22Moot20Untimely2221917.95LT11682024-09-3012024-09-3012024-09-3012024-09-30145.86LT1203271.27LT1105944544544544556.5612067113.77LT110594454454454451-20603821-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+060381-20140221-40136541-6053561-8031581-100202101-120140121-140105141-16088161-18098181-20089201-300249301-40093401+9647771-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+1125141010113510002017-07-0718012018-06-2715582019-07-1712962019-08-0712812019-12-1811902020-01-0711792020-05-1910872020-05-2710822020-08-1110292021-03-29875035335.09336431322.56298.2237.2213277679.00841947.0014119626.00311.000.000076843298047503212312024-07-304494811081190221098581947563259863159720