FOIA Annual Report Workbook 2022-01-31 FOIA Annual Report SECSecurities and Exchange Commission202115 U.S.C. § 78q(h)(5)Associated persons of broker-dealers, government securities brokers or dealers, or municipal securities dealersN/A41 U.S.C. § 2102 (amending 41 U.S.C. § 423(a)(1))* (Procurement Integrity Act)Contractor bid or proposal information; source selection informationLegal & Safety Employer Research Inc. v. U.S. Dep't of the Army, No. Civ. S001748, 2001 WL 34098652, at *3-4 (E.D. Cal. May 4, 2001) (dictum). 15 U.S.C. § 78x(d) Foreign Securities AuthoritiesN/A15 U.S.C. § 78u-6Information that could identify a whistleblowerN/A15 U.S. C. § 80b4Reports by Investment AdviserN/A5 U.S.C. app. 4 § 107(a)(2) (Ethics in Government Act of 1978)Confidential financial disclosure information pertaining to certain government employeesMeyerhoff v. EPA, 958 F.2d 1498, 1500-02 (9th Cir. 1992); Boyd v Exec. Office for U.S. Attorneys, 161 F. Supp. 3d 1, 7 (D.D.C. 2015); Seife v NIH, 874 F. Supp. 2d 248, 254 (S.D.N.Y. 2012). 15 U.S.C. § 7215(b)(5)Prohibits disclosure of records prepared or received by or specifically for the PCAOBN/A15 U.S.C. § 78m(h)(7)Information and documents included in or filed with an application or registration statement, or annual reports filed, by issuers of security registered pursuant to 15 U.S.C. § 78l.N/A11441212646411112211641123631217183338837871006NoRecords5574Referred80Withdrawn492FeeRelated23NotDescribed25ImproperRequest33NotAgency68Duplicate20012171N/A00Ex. 22Ex. 386Ex. 4436Ex. 5247Ex. 6568Ex. 7(A)480Ex. 7(B)3Ex. 7(C)367Ex. 7(D)63Ex. 7(E)44Ex. 7(F)1Ex. 84216476453495557322645Ex. 43Ex. 5142Ex. 627Ex. 7(A)236Ex. 7(B)1Ex. 7(C)23Ex. 84Withdrawn10Duplicate2Other10Moot4Untimely 610710.68LT11482021-07-08602021-09-08162021-09-301716.23LT1524670697112859312335273717.1LT15246898215321285162162.33522731-201026421-4091641-6027161-8016581-100125101-12079121-14069141-16053161-18032181-20024201-30053301-40028401+12120911-20321-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+14171-20021-40141-60161-80081-1001101-1200121-1400141-1600161-1801181-2000201-3001301-4000401+058312354266066002017-07-0710482018-09-107562019-09-264962020-01-214222020-02-104082020-04-063752020-04-293522020-08-032872020-08-102822020-08-25271135422.943529642222.13267.3033.309273658.67199884.009473542.677711.010.0800196879474334211212022021-08-10372021-09-09161330012363132581217118334258564759964501