Administrative Proceeding File No. 3-22481
Respondents
North East Asset Management Group, Inc. and Gregory A. Zandlo
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-104913 | Order Appointing Fund Administrator, Setting Administrator’s Bond Amount, and Authorizing the Approval and Payment of the Fees and Expenses of Administration | ||
| 34-104422 | Order Appointing Tax Administrator | ||
| 34-103668 | Extension Order | ||
| 34-103173 |
|
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 21C of the Securities Exchange Act of 1934 and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctio |