Administrative Proceeding File No. 3- 20460

Respondents

Ortiz, David
Release Date Release Number Other Release Numbers Name of Document
34-93530
  • IA-5905
 Scheduling Order
34-92674
  • IA-5821
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent David P. Ortiz's Answer and Defenses to Order Instituting Administrative Proceedings
Division of Enforcement's Motion for Summary Disposition
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Scheduling Order

Documents