Administrative Proceeding File No. 3-15508

Respondents

SmartHeat, Inc.


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 6, 2014	34-73555		Opinion of the Commission
Oct. 17, 2013	34-70707		For Review of Action Taken by The Nasdaq Stock Market, LLC; Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 18, 2013			Applicant's Brief in Support of Application for Review
Dec. 18, 2013			The NASDAQ Stock Market LLC Brief in Opposition to Application for Review
Jan. 2, 2014			Reply Brief of Applicant Smartheat, Inc.
Oct. 17, 2013			For Review of Action Taken by The Nasdaq Stock Market, LLC; Order Scheduling Briefs
Nov. 6, 2014			Opinion of the Commission