Administrative Proceeding File No. 3-15468

Respondents

Burns, Eric T.


Release Date	Release Number	Other Release Numbers	Name of Document
March 27, 2014	582		Initial Decision
Oct. 25, 2013	AP-994		Order Following Prehearing Conference
Oct. 1, 2013	AP-931		Order
Sept. 12, 2013	AP-867		Order Scheduling Hearing and Designating Presiding Judge
Sept. 11, 2013	34-70368	IA-3667	ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 13, 2013			Division of Enforcement's Motion for Summary Disposition
March 27, 2014			Initial Decision
Sept. 11, 2013			ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING
May 8, 2014			Notice That Initial Decision Has Become Final
Sept. 12, 2013			Order Scheduling Hearing and Designating Presiding Judge
Oct. 1, 2013			Order
Oct. 25, 2013			Order Following Prehearing Conference