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  4. 3-15394

Administrative Proceeding File No. 3-15394

Respondents

The Application of Securities Industry and Financial Markets Association
Release Date Release Number Other Release Numbers Name of Document
Oct. 5, 2020 34-90087 Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)
Aug. 7, 2020 34-89504 Order Vacating Prior Order and Requesting Additional Briefs
Dec. 14, 2018 34-84827 Order
Release Date Release Number Other Release Numbers Name of Document
Nov. 21, 2018 NYSE Exchanges' Motion for Stay, Brief in Support, and Declaration of Clare Saperstein in Support
Aug. 31, 2020 Notice of Voluntary Dismissal of Applications
Sept. 9, 2020 National Securities Exchanges' and National Market System Plans' Response to the Commission's August 7, 2020 Order
July 29, 2013 Application for Review
Dec. 11, 2014 Notice of Withdrawal and Substitution of Counsel. Counsel for Nyse Area, Inc. and Nyse Mkt LLC (Formerly Known as Nyse Amex LLC and Nyse Amex, Inc.) from Milbank, Tweed, Hadley & Mccloy LLP to Baker Botts L.L.P.
Oct. 29, 2018 Motion for Expedited Reconsideration by New York Stock Exchange LLC, NYSE ARCA, Inc., NYSE American LLC, and NYSE National, Inc. and Brief in Support
Dec. 14, 2018 Order
Aug. 7, 2020 Order Vacating Prior Order and Requesting Additional Briefs
Oct. 5, 2020 Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)

Documents

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