Administrative Proceeding File No. 3-15317

Respondents

Bluestein, Frank


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 26, 2013	534		Initial Decision
May 7, 2013	34-69529	IA-3603	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
July 12, 2013			Division of Enforcement's Motion for Summary Disposition, Mem. of Law in Support, and Declaration of Timothy S. Leiman in Support
Aug. 6, 2013			Respondent's Opposition to Division of Enforcement's Motion for Summary Disposition Dated 8/2/13
Aug. 8, 2013			Division of Enforcement's Reply in Support of Its Motion for Summary Disposition
Nov. 26, 2013			Initial Decision
May 7, 2013			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Jan. 15, 2014			Notice That Initial Decision Has Become Final