Administrative Proceeding File No. 3-15308

Respondents

Contorinis, Joseph


Release Date	Release Number	Other Release Numbers	Name of Document
April 25, 2014	34-72031	IA-3824	Order Granting Motion for Summary Affirmance of Initial Decision
Aug. 22, 2013	503		Initial Decision
April 30, 2013	34-69472	IA-3596	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
June 10, 2013			Respondent's Answer
June 28, 2013			Division of Enforcement's Motion for Summary Disposition and Mem. of Law in Support Thereof Against Respondent, with Exhibits A-J
June 28, 2013			Respondent's Notice of Motion for Summary Disposition
July 19, 2013			Respondent Contorini's Mem. of Law in Opposition to Division of Enforcement's Motion for Summary Disposition
Aug. 2, 2013			Division of Enforcement's Reply in Further Support If Its Motion for Summary Disposition Against Respondent, with Exhibits A-B
Sept. 12, 2013			Respondent's Petition for Review of Initial Decision
Oct. 3, 2013			Division of Enforcement's Motion for Summary Affirmance of Initial Decision
Oct. 29, 2013			Respondent's Mem. of Law in Opposition to Division of Enforcement's Motion for Summary Affirmance
Nov. 12, 2013			Division of Enforcement's Reply in Further Support of Its Motion for Summary Affirmance of Initial Decision
Aug. 22, 2013			Initial Decision
April 30, 2013			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 25, 2014			Order Granting Motion for Summary Affirmance of Initial Decision