Administrative Proceeding File No. 3-15263

Respondents

ZPR Investment Management, Inc. Zavanelli, Max E.
Release Date Release Number Other Release Numbers Name of Document
IA-4814 Order Scheduling Briefs
IA-4471 Order Granting Partial Stay and Denying Motion to Adduce Additional Evidence
IA-4417 Order Denying Motion for Reconsideration
IA-4294 Order Granting Motion to Submit Supplemental Brief
IA-4286 Order Denying Stay in Light of Pending Reconsideration Motion
IA-4260 Extension Order
IA-4249 Opinion of the Commission
IA-4216 Order Scheduling Oral Argument
IA-3878 Order Granting Petition for Review and Scheduling Briefs
IA-3844
  • IC-31072
 Order Granting Extension to File Petition for Review
602 Initial Decision
IA-3774
  • IC-30907
 Order Granting Extension
AP-1119 Motion Requesting Extension of Time to File Initial Decision
AP-1093 Order
AP-1061 AP-1061
AP-1004 Order
AP-953 Order
AP-940 Order
AP-843 Order
AP-811 Order
AP-807 Order
AP-775 General Prehearing Order
IA-3574
  • IC-30446
 Order Instituting Administrative and Cease-And-Desist Proceedings, Pursuant to Sections 203(e), 203 (f), and 203(K) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940
Release Date Release Number Other Release Numbers Name of Document
Respondents' Answer to Allegations and Affirmative Defenses
Respondent's Post-Hearing Brief
Division of Enforcement's Post-Hearing Brief
Division of Enforcement's Post-Hearing Reply Brief
Respondents ZPR Investment Management, Inc. and Max E. Zavanelli Post-Hearing Reply Brief
Respondents' Petition for Review
Brief in Support of Appellant-Respondents, ZPR Investment Management, Inc. and Max E. Zavanelli, Appeal of Initial Decision
Division of Enforcement's Response to Respondents' Appeal of Initial Decision
Appellant-Respondents, ZPR Investment Management, Inc. and Max E. Zavanelli Reply Brief in Opposition to Division of Enforcement's Response to Respondents' Appeal of Initial Decision.
Division of Enforcement's Opposition to Respondents' Motion to Stay Sanctions
Respondent's Reply to Division of Enforcement's Opposition to Respondents' Motion to Stay Sanctions
Respondents' Motion for Reconsideration
Division of Enforcement's Response to Respondents' Supplemental Brief ISO Motion for Reconsideration
Respondents' Reply Brief in Support of Motion for Leave to Adduce Additional Evidence
Respondents' Reply to Division of Enforcement's Opposition to Motion for Stay
Joint Brief to Resolve the Remaining Issues in This Matter
Initial Decision
Order Instituting Administrative and Cease-And-Desist Proceedings, Pursuant to Sections 203(e), 203 (f), and 203(K) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940
Extension Order
Order Scheduling Oral Argument
General Prehearing Order
Order
Order
Order
Order
Order
Order
Order
Motion Requesting Extension of Time to File Initial Decision
Order Granting Extension
Order Granting Extension to File Petition for Review
Order Granting Petition for Review and Scheduling Briefs
Opinion of the Commission
Order Denying Stay in Light of Pending Reconsideration Motion
Order Granting Motion to Submit Supplemental Brief
Order Denying Motion for Reconsideration
Order Granting Partial Stay and Denying Motion to Adduce Additional Evidence
Order Scheduling Briefs

Documents