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  4. 3-15155

Administrative Proceeding File No. 3-15155

Respondents

Liskov, Jeffrey A.
Release Date Release Number Other Release Numbers Name of Document
July 24, 2013 498 Initial Decision
Dec. 27, 2012 IA-3527 ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING
Release Date Release Number Other Release Numbers Name of Document
Feb. 22, 2013 Division of Enforcement's Motion for Summary Disposition Against Respondent, with Appendix in Support
March 18, 2013 Division of Enforcement's Reply Brief ISOf Its Motion for Summary Disposition, with Appendix in Support
July 24, 2013 Initial Decision
Dec. 27, 2012 ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING
Sept. 23, 2013 Notice that Initial Decision Has Become Final

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