Administrative Proceeding File No. 3-15130

Respondents

mPhase Technologies, Inc.


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 2, 2015	34-74187		Registered Securities Association - Review of Association Action Denying Request to Process Corporate Action
May 1, 2014	34-72076		Order Denying Request for Oral Argument


Release Date	Release Number	Other Release Numbers	Name of Document
March 5, 2013			Applicant's Brief in Support of Application for Review
April 11, 2013			Finra's Brief in Opposition to the Application for Review
April 24, 2013			Applicant's Reply Brief in Support to the Application for Review
May 1, 2014			Order Denying Request for Oral Argument
Feb. 2, 2015			Registered Securities Association - Review of Association Action Denying Request to Process Corporate Action