Administrative Proceeding File No. 3-15045

Respondents

Mura, David
Release Date Release Number Other Release Numbers Name of Document
753 Initial Decision
AP-2151 Order
AP-2130 Order
34-73754 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Ordering Continuation of Proceedings
AP-1647 Prehearing Order and Stay Order
AP-1602 Prehearing Order
AP-1490 Prehearing Order
AP-1446 Order Redesignating Presiding Judge
34-72080 Order Remanding Case for Further Proceedings
491 Initial Decision
34-67920 ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934
Release Date Release Number Other Release Numbers Name of Document
Letter of 10/14/12 to SEC from Resp Requesting That This Document Be His Answer, Stating That He a Pro Se Litigant, and Requesting an Adjournment of the 11/5/12 Hearing
Respondent's Petition for Review Under Rule 410
Respondent's Request for Review and Dismissal of Fine
Division of Enforcement's Brief Opposing Respondent's Petition for Review
Respondent's Answer Division of Enforcement's Dismissal of Sanctions and Reinstatement Request
Initial Decision
Initial Decision
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934
Notice That Initial Decision Has Become Final
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Ordering Continuation of Proceedings
Order Redesignating Presiding Judge
Prehearing Order
Prehearing Order
Prehearing Order and Stay Order
Order
Order
Order Remanding Case for Further Proceedings

Documents