Number of SEC-Registered and Bank-Registered TAs (2012-2025)

This data visualization provides statistics on the number of SEC-registered and Bank-registered transfer agents. Statistics are presented for each fiscal year from 2012 to 2025. Bank-registered transfer agents are transfer agents that filed their registration with the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (BGFRS), or the Federal Deposit Insurance Corporation (FDIC).

For description, calculation method, and data source: Transfer Agent Statistics Guide
To download statistics for the data visualization above: Transfer Agent Statistics

Transfer Agent Statistics & Data Visualizations Page