International Business Rules, Regulations and Forms

April 9, 2026

Many of the links below will take you directly to the relevant rule, regulation or form. Some will take you to an index from which you may select the desired item from those listed. In those cases, the descriptions on this page include, in brackets, the specific citation to look for in the index.

RulesDescription
Rule 12g3-2Exemption for American depositary receipts and certain foreign securities
(Foreign Issuer exemption - 12g3-2(b)) [17 CFR 240.12g3-2]
RegulationsDescription
Regulation SRules governing offers and sales made outside the United States without registration under the Securities Act [17 CFR 230.901 - 230.905]
FormsDescription
Form F-1Registration statement under the Securities Act
Form F-3Registration statement under the Securities Act
Form F-4Registration statement under the Securities Act
Form F-6Registration statement under the Securities Act for depositary shares evidenced by American depositary receipts
Form F-7Registration statement under the Securities Act
Form F-8Registration statement under the Securities Act
Form F-10Registration statement under the Securities Act
Form F-80Registration statement under the Securities Act
Form 6-KReport of foreign issuer pursuant to Rules 13a-16 and 15d-16
Form F-XAppointment of agent for service of process and undertaking
Form 18Application for registration pursuant to Section 12(b) and (c) of the Exchange Act (for foreign governments and their political subdivisions)
Form 20-FRegistration statement pursuant to Section 12(b) or (g) of the Exchange Act; annual report pursuant to Section 13 or 15(d) of the Exchange Act; transition report pursuant to Section 13 or 15(d) of the Exchange Act
Form 40-FRegistration statement pursuant to Section 12 of the Exchange Act or Annual Report pursuant to Section 13(a) or 15(d) of the Exchange Act
Schedule 14d-1FTender offer statement pursuant to Rule 14d-1(b) under the Exchange Act [17 CFR 240.14d-102]
Schedule 14d-9FSolicitation/recommendation statement under Section 14(d)(4) of the Exchange Act and Rules 14d-1(b) and 14e-2(c) thereunder [17 CFR 240.14d-103]

Last Reviewed or Updated: April 16, 2026